l'llY4 OMB Number 7tD0.0297 Approval a.:pltes Sep1ember 30, 2018 Page 1 of:Z
Board of Governors of the Federal Reserve System
~
Annual Report of Holding Companies-FR Y-6 ~ (P
~
Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a) of the International Banking Act (12 U.S.C. § 3106(a)); Sections 11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C. §§ 24B(a)(1), 602, and 611a); Section 211.13(c) of Regulation K (12 C.F.R. § 211.13(c)); and Section 225.5(b) of Regulation Y (12 C.F.R. § 225.5(b)) and section 1O(c)(2)(H) of the Home Owners' Loan Act. Return to the appropriate Federal Reserve Bank the original and the number of copies specified,
NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should atso be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chair· man of the board must sign the report. 1. Michael
J. Brown, Sr.
This repo~5·s to be filed by all top-tier bank holding comps. nies and to savings and loan holding companies organized under U.S. I "Yt!..nd by any foreign banking organization that does not meet tnei:Jequirements of and is not treated as a qualify· ing foreign banking organization under Section 211.23 of Regulation K (12 C.F.R. § 211.23). (See page one of the general Instructions for more detail of who must file.) The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, an Information collection unless it displays a currenUy valid OMB control number. Date of Report (top-tier holding company's fiscal year-end): December 31, 2015 Month I Day I Year Reporter's Legal Entity ldentifiet (LB) (20-Chataeter LEI Code)
Name, Street, and Mailing Address HCBF Holding Company, Inc.
Chairman and CEO Ho~fng
~
Reporte~s
Name ot the Hokting Company Director and Olllcla~
11Ue of the
r
Legal 1itle of Hotdiig Company
Company OO'eclor and OlliciaJ
attest that the Annual Report of Holding Companies Oncluding the supporting attachments) for this report date has been prepared In conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and be5ef.
1-Wth respect to inf01mation regarding individuals contained in this report, the Reporter cerl/ffes that it has the authority to provide this information to the Fed&ral Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of infonnation regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of lnf01mation," 12 C.F.R. Part 261, that the Reporter flDil individual consent lo public release of all details in the report concerning that individual.
200 South Indian River Drive, Suite 101 CMaling Address of the Hoking Company) Street I P.O. Box
Fort Pierce
""34_;_9::.c5:..:0:........_ _
_ _ _ FL
City
Zip Code
State
Physical Lccatlon (It different from malling address)
Person to whom questions about this report should be directed: -~~ .:::E:..:.V.:..P.c.,C=-FO~----Randall Ezell Name
11Ue
772-409-2273 Area Code I Pnone Number I Extension
772-489-9560 Area Code I FAX Number
[email protected] E~mall
Address
Addras. (URL) far the Holding Company'$ web p"ge
Does !he repoiler request confidential treatment for sny portion of this submission?
For holding companies lli2l registered with the SECIndicate status of Annual Report to Sl\areholders:
0 IEI 0
l2J Yes
is included wilh Ille FR Y-6 report wiN be sent under separate cover is not prepared
12] In accordance with the instruellons on pages GEN·2 and 3, a letter justifying the request ls being provided.
For Federal Reserve Bank Use Only
'±.~.~J__±g :\.·--·-..·····
RSSD ID __ C.I.
Please Identify lhe report items lo which lhis request applies:
Appendix A & S
O The lnfonnallon for which confidential treatment is sought Is being submitted separately labeled "Confidential." ~
..
~.·~·~
Publlc n1porting bunSen for this lrlfonnallon collectlon Is eSCinated to vmy from 1.3 kl 101 tlourt per nll!;ponse, with an average Qf 5,25 hows per response, l11cluding time to gather and malntatn data m the requited form and ta f911'iew lnstruct1an1 and complete: lbe "11ormatllon callectlon. Send comments regarcHng this bUrden estimate or any other aspeet of ttua collectlon d lnfOtmation, lndUCling su;vestlons for reducing this burden to: Sectatary. Board of Governors of the Federal Re11etV1t System. 2oth and C StrHta, NW. VVashlngton, DC 20551. and to tne Office Qf Management and Budget, Paperwarlt R•ducilor'I PmP;;t (7100.02'97), Washington. DC 20503.
121201
S
Form FR Y-6 HCBF Holding Company, Inc Fort Pierce, Florida Fiscal Year Ending December 31, 2015
Report Item 1
2a
The bank holding company prepares an annual report for its securities holders and is not registered with the SEC. As specified by the appropriate Reserve Bank, one copy is enclosed .
Organizational Chart
l
CBF Holding Company, Inc. Fort Pierce, Florida Incorporated in Florida NO L£.'.r
0
0
0 0
Harbor Community Bank Fort Pierce, Florida Incorporated in Florida
No '- E-r
l
BSA Financial Statutory Trus] I Hartford, Connecticut Incorporated in Connecticut l'-\o
L ET
[
MRCB Holdings Statutory Trust I Hartford, Connecticut Incorporated in Connecticut
>°"o
L{;;T
J
Report lttm 2b - Domestic lr1nch l1Jtln1
R.tsutts: AUst o r branchei for your depcsitory lnslh utk>n HAR(!
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- nMMUN• Y Pit~• lhJ R• ~
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n '/1016
Rtconcitil!ion • nd Vtrittcatlon Sttes 1 In the Oita Action cotumn of uch branch row, enter one or mote of the actions specified below 2
tf reqund, enter the dttte Nl the £fftctf¥t 0111 column
~ in the 0 1t1 Action column OK If the bf~nch lnfonNdon h correct, enter Chan. . Hthe bnnch lntormat lOn n lncotttcl or lncompiet t , revise t he da11, ent er '1•1 in the D1t1 Action column and t he date when t hf.s lnfonNtk>n first bl!ame valld In the Effective Date coJumn CloM If 1 b~nch listed Wli M>&d 0t clo;ed, tnter tn the D•t• Action cok.unn ind the 5'1e or dowre d.it e In the lfftCt.lve 01t t column ,, In the 0111 Action column Otfett If 1 branch It.sled wu never owned by this depoi.ltory Institution, enter Add It' rtport.ible bunch Is mtuuc. lni.en i row, add the bf11nch d1t1, and enter 'A11 In t he 01~ Act.Jon column and theapenln1 Of acqu11rt10n di11e In the Effertive Date column
If printin11h1S Wst, you may need to adju)'l youf Pile tietup 1n MS C.cel fry us1n1 landscape or6entatton, paae Kalinc., and/ot ~al Mzed J>Jper Submlssh?n Proqdur1 When you ue finished, send j gved copy to youf FRB cont ad See the de11iled lnnfuctkHli on th is she for more lnform;atfon
1ryou 1ree-mallln1 this to your FRO contttet. put vaur Institut ion name, cltv ind st•te In the subject line o t the • - mall Not e To H tlsfy the FR Y-10 r 1ponina r1qulrtment1. vou must also wbmlt rR Y 10 Oomest le Branch Schedules for each branch with a D•t• Action o l c h:1111Jl'~. Ck>·.••, llfol4•l l", or Afld The FR V-lD report milV be wbmhted In a h11dcoPV formal or vii the FR V-100nllne appUcitk>n - https //yJOonllne fedefllllres.erve 1ov • FDtc UNINUM, omce Numbef1 and IO_RSSO column) • re for reference onl'i VeuflaUon of these Yiluu h. not required ~
Action
rn ; _
·"-~ DOie
Brln<:n n"'
t ..nch Servlc1 Typo Full Service IHud Office) Full SeMC.e Full Setvk:e Fulls.Mee Full Serv.c.e
fuH Servke FullSeMCe Full Servke
fullSeMc• Full Servke Full Service Full Servtc.e
Full Servke Full Service full Servke Full Strvke Full Servke Full Service Full Service
Full Servke Full Servk:e Full Servke Full Servkt
RSSD' 883137 2B7S7S2 2093213 3271007 3981883 '3959SS 2897~9
2920Sl3 2733308 3607037 3732731 2638470 2718532 3723 1S9 3725667 4260633 37256S8 372S68S 2851907 3653S73 2596338 2610627 2656764
H t lG "'" "'-'
Popular Name HAABOR COMMUNllV BANK ALTAMONTE SPRINGS BRANCH AVON PARK BRANCH BRADE NTON OFFICE ELLENTON BRANCH FORT P1ERCE OfFICE 30TH STREfT BRANCH MILLHOl'PER BRANCH NEWBERRY ROAD BRANCH INOIANTOWN BRANCH IUPITER OfFICE BOGGY CREEK BRANCH NORTH KISSIM MEE BRANCH LAKE PLACID BRANCH MICANOPY BRANCH HIGHWAY 200 OCALA BRANCH PINE AVENUE BRANCH SILVER SPRINGS BRANCH OKEECHOBEE OfFICE DOWNTOWN ORLANDO BRANCH OAK RIDGE ROAD BRANCH ORANGE AVENUE BRANCH SE MORAN BRANCH WHISPER LAKE BRANCH OSPREY BRANCH
FullServtce
2920726 3390560 UIS38S 790936 27Sl379 4462941 3607'19 2597737 4172S94
Futl ServK.e
2507099
NORTH SAINT AUGUSTINE OFFICE SAI NT AUGUSTINEDOWNTOWN BRANCH SOUTH SAI NT AUGUSTINE OrFICE 51ATE ROAD 16 BRANCH SANFORD BRANCH DOWNTOWN SARASOTA BRANCH DOW NTOWN SEBRING BRANCH SEBRING MAIN BRANCH SOU TH S[BRING BRANCH SOUIH SIUARI BKANCH VERO BEACH BRANCH WEST VERO BEACH BRANOI
Full Service FullSeMCe Full Servke Fu" Service Full Servtce Full Service FutlSt:Mce
Full Service
Full St:rvke Full Service Full ServKe Full Service Full Service Full St:rvke Full Service Full Servlc.e Full Service
Full Servke Full Servke
444~49
3724419 4172606 1364969 3703607 3119181 6S9538 3723 140 0!1!1412 3924068 '758680
PALATKA OfflCE PALM CllY OfflCE PALMffiO BRANCH PORT ST LUO[ BRANCH SAI NT LUCIE WEST OfFICE 312 WCSl OfflCE BEACH BRANCH
Sttett Addr tu 200 SOUTH INOIAN RIVER DlllV[ 020 EAST ALTAMONTE DlllVC 000 US HIGHWAY 27 NORTH 2811 MANATEE AVENUE WEST 7200 US HIGHWAY 301 NORTH 4009 OKEECHOBEE ROAD 3S3S SW 34TH STRlfT 2810 NW ORO STRCfT 3919 WEST NEWBERRY ROAD ISS83 SW WARFIELD BLVD 6736 WEST INOtANTOWN ROAD 2S91 BOGGY CREEK ROAD 100 PARK PLACE BLVD 120 US lllGllWAY 27 SOUTH 106 US441 8290 SW HIGHWAY 200 720 SOUTH PINE AVE NUE 4201 EAST SILVER SPRINGS BLVD 2S50 US HIGHWAY 441 SOUTH 2 SORA NGE AVE 2300 OAJC RIDGE RD 2320 SOUTH ORANGE AVENUE 430 NORTH S£M ORAN BOUUVARD 11681 SOUTH ORANGE BlOSSOM TRAIL, SUITE I 1307 SOUl lt TAMIAMI TRAIL 350 STATE ROAO 19 NORTH 2991 SW HIGH MEAOOWSAV[ NUC 410 8TH AVENUE WEST 7510 SUS HIGHWAY I 1~9 NW SAINT LUCI[ WEST BLVD 120 STAH ROAD 312 WCSl 197S AIA SOUTH
City FORT PIERCE ALTAMONTE SPRINGS AVON PARK BRADENTON EUENTON FORT P1ERCE GAJN[Sl/IUE GAINESl/IUE GAINESVILLE INOIANTOWN
St• t e Zlp Codi
County
Fl
ST LUOE SEMINOLE HIGHIANOS MANATEE MANATEE ST LUCIE AIACHUA AIACHUA ALACHUA MARTIN
Fl Fl Fl Fl Fl
Fl Fl Fl Fl
JUPITER KISSIMMEE KISSIM MH LAKE PLACID MICANOPY OCALA OCALA OCALA OKEECHOBEE ORLANDO ORLANDO ORLANDO ORLANDO
Fl Fl Fl FL
ORLANDO OSPREY PAIATKA PAlMCITY PALMETTO PORl SAi NT LUCIE PORI SAIN I LUCil SAINT AUGUSTINE SAINT AUGUSTI NE
Fl Fl Fl Fl Fl Fl
2300 NORTH PONCE DC UON BOULEVARD 81 KING STRCET 327S U~ I ~UIH 900 STAIE ROAD 16 251 WEST flRSl ST I S SOUlH PALM AVENUC 205 W CENHR AVENUC 2600 US HIGHWAY 27 NORTll 3540 US lllGllWAY 27 SOUTll 3250 SL fEDLRAL HIGHWAY 3240 CARDINAL DRIVE 3900 20Tit STRlCT
Fl Fl Fl FL Fl Fl FL Fl Fl
34950 32701 33825 3420S 30222 30947
32608 32606 32607 30956 33458 34743 34741 33852 32667 34481 34414 34470 34974 32801 3280!! 32806 32807
PALM BEACH OSC£0LA OSCEOLA HIGHLANDS ALACHUA MARION MAHION MARION OKCECHOBCE ORANGE ORANGE ORANGE ORANGE
Country FDIC UNINUM' UNlrEOSTATES 12070 UNITED STATES Not Requir ed UNITCO STATES Not Requ1red UNITED STATES Not Requlrtd UNITED STATES Not Required UNITED STATES 531697 UNITCO STATES Not Required UNITED STATES UNITED 51 ATES UNITCD SIATU UNllCO 51ATES UNITCO STATES UNIHO SI ATES UNITED STATES UNITED STATES UNITED STATES UNlllOSIAIES UNITED STATES UNITED STATES UNITED STATES UNITED STATES UNITED STATES UNITED STATES
ORANGE SARASOTA PUT NAM MARTIN MANATEE
Fl
32837 3422'1 321n 30990 30221 30952 30!186 32086 32080
LUOE LUOC IOHNS IOHNS
UNITED STATES UNITED STATES UNITED STATES UNITED STATES UNITED STATES UNITED STATES UNITCO STATES UNITED STATES UNITED STATES
SAINT AUGUSTI N[
Fl
32084
Sl IOHNS
UNITCO STATES
SAINT AUGUSTINE SAINTAUGUSTI NE SAINT AUGUSTI NE SANfORD SARASOTA SEBRING SEBRING SEBRING STUART VERO BEllCH VCROB£ACH
Fl fl Fl Fl
32084 32086 32084 32771 34236 33870
51 JOHNS Sl JOllNS Sl JOHNS SEMINOLE SARAS01A lllGl lLANDS lllGllLANDS HIGHLANDS MARTIN INOIAN RIVER INOIAN RIVER
UNITED STATES UNITED STATCS UNll ED STATES UNITED STATCS UNITED STATES UNITCO STAlCS UNITCO STATES UNITED STATES UNITED STATCS UNITED STATES UNITED STATES
fl Fl
Fl Fl Fl Fl fl Fl fl
33870 33870 34!1!17 32963 32960
ST Sl Sl ST
Offk:t N umtMr•
Not Required Nol Required Nol Required Not Required Not Required
Not Requu-ed
Not Requlfed
Not Required
Not Requir ed
462245 0 18491 No t Required Not Required
Nol Required Not Requlrrd
Not Required
Not Required
Not Required Not Required
Not Required Not Required Not Required
Not Required
Not Required
Not Required
S38Sl4 Not Required
Not Required
Not Requ ired
Not Required
Not Required
Not Required
Not Requhed
Not Required
Not Required
Not bqulred
Not Required
Not Requited
Not Required
Not Required
HH dDfllu 0 HAABOR COMMU NllV BANK HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK HAABOR COMMU NllY BANK 10 HAABOR COMMUNllY BANK HAABOR COMMUNITY BANK HAABOR COMMUNITY BANK HARBOR COMMUNllY BANK 13 HARBOR COMMU NITY BANK 11 l tARBOR COMMUNITY BANK HARBOR COMMU NllY BANK HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK HARBOR COMMUNITY BANK HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK HARBOR COMMUNITY BANK 16 HARBOR COMMUNllV BANK HARBOR COMMUNllV BANK HARBOR COMMUNITY BANK HARBOR COMMUNllY BANK HARBOR COMMUNllV BANK
ID RSSD' 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137 883137
S3S563 oSlll8 S7176 '92S49
HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK 2 HAABOR COMMUNllY BANK HARBOR COMMUNllY BANK 15 HARBOR COMMUNITY BANK 12 HAABOR COMMUNITY BANK 17 HAABOR COMMU NITY BANK 19 HARBOR COMMUNllY BANK
883137 883137 883137 883137 883137 883137 883137 883137 883137
261947
7 HAABOR COMMU NllY BANK
883137
HAABOR COMMUNITY BANK 8 HAABOR COMMUNI TY BANK 18 HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK HARBOR COMMUNITY BANK HARBOR COMMUNITY BANK HARBOR COMMUNITY BANK HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK 14 HARBOR COMMUNllY BANK HARBOR COMMUNllY BANK
883137 883137 883137 883137 883137 883131 B83137 883137 883137 883137 883137
244025 Not Required
Not Required
NOi. Required
Not Required
362132 433553 Not Requir ed Not Required
Not Required
No l Required No t Required
No1 RequU"ed Not Required No1 Required
No t Requlfed Not Required
No1 Required Not Required
470823 No l Required
Not Required
Comments
Form FR Y-6 HCBF Holding Company, Inc Ft. Pierce, FL 34950 Fiscal Year Ending December 31, 2015 Report Item 3: Securities holders (l)(a)(b)(c) and (2)(a)(b)(c)
Current securities holders with ownership, control or holdings of 5% or more with power to vote as of fiscal year ending 12-31-2015.
Securities holders not listed in 3(1)(c) that had ownership, control or holdings of 5% of more with power to vote during the fiscal year onding 12-31-2015.
(l)(a)
(l){b)
(l)(c)
(2)(•)
Name
Country of C'rtizenship
Number and Percentage
Name
or Incorporation
of Each Class of Voting Securities
City
State Country
Trident V Depository Holdings, LP.
Conn
USA
USA
2,695,840
Trident V Parallel Depository Holdings, LP.
Conn
USA
USA
1,890,630
Trident V PF Depository Holdings, LLC
Conn
USA
USA
118,280
< 1% Common Stock
Total Stone Point Capital LLC
Conn
USA
USA
4,704,750
24% Common Stock
NY
USA
USA
3,804,960
20% Common Stock
Kelso Investment Associates VIII, L.P.
14% Common Stock 9% Common Stock
KEP VI, LLC
NY
USA
USA
899,790
Total KELSO & Company
NY
USA
USA
4,704,750
HarbourVest Partners VIII - Buyout Fund LP
MA
USA
USA
532,490
HarbourVest Partners 2007 Direct Fund LP
MA
USA
USA
1,331,220
7% Common Stock
Total HarbourVest Partners
MA
USA
USA
1,863,710
9% common Stock
Wisc
USA
USA
1,8S3,782
9% Common Stock
Tranche
VA
USA
USA
1,S44,819
8% Common Stock
Tinicum Capital Partners II, L.P.
NY
USA
USA
944,929
5% Common Stock
Tinicum Capital Partners II Parallel Fund, L.P.
NY
USA
USA
4,918
< 1% Common Stock
Tinicum Capital Partners II Executive Fund, LLC
NY
USA
USA
2,823
< 1% Common Stock
Tinicum Capital Partners II Add-On Fund, L.P.
NY
USA
USA
606,069
L.P.
NY
USA
USA
3,012
Total Tinicum Incorporated
NY
USA
USA
1,561,751
State of Wisconsin Investment Board
4% Common Stock 24% Common Stock
2% common Stock
lnvesture Evergreen Fund, LP - 2010 Special Term
3% common Stock
Tinicum Capital Partners II Add-On Parallel Fund,
< 1% Common Stock 8% Common Stock
City
NONE
(2)(b) (2)(<) Country of Citizenship Number and Percentage
State
Country
or Incorporation
of Each Class of Voting
Form FR Y-6 HCBF Holding Company, Inc Ft. Pierce, FL 34950 Fiscal Year Ending December 31, 2015 Report Item 4: Insiders (1), (2), 13.)(al (b) (c ), and {4)(a) (b) [c)
11). Nilme,
City, Sute,
CC>Untrv MidiaelJ Brown, Sr.
(2). Principal Occupation If other than with Holding Company Not Applicable
{3){a) Title & POlltlon with Holdinc Company Chairman and CEO
(3.)(b) Title & Position with Subsidiaries (include name of subsidiaries)
(3)!c) Title & Position with Other Busine55es jindude mimes of other businesses)
Chairman and CEO
{4)(a)
{4)(b)
Percentil&e of Voting
Percentage Df Voting Shares In
Shares in Holding
Subsidiaries !Include names
List names of other companies !includes partnerships) if 25% or more of voting securities are held (List names of companies ;md
Company
of subsidiaries)
percentage of voting 1;ecurities held!
(4)(c)
Not Applicable
<1%
None
Not Applicable
Below
<1%
None
Below
Harbor Community Bank
fort Pierce, FL
USA
J Hal Roberts Jr
Not Applicable
Director, President and COO
Port St Lucie, FL
Director, President and COO, Harbor Community Bank Member, J Bar Ranch LLC
USA Randall A Ezell
Not Applicable
EVP and CFO
EVP and CFO
J Bar Ranch LLC, 50%
None
None
Not Applicable
< 1%
None
Not Applicable
Not Applicable
<1%
None
Not Applicable
Below
<1%
None
Harbor Community Bank
Fort Pierce, FL
USA MichaelJ Brown, Jr.
Not Applicable
EVP and CLO
EVP and CLO Harbor Community Bank
Fort Pierce, FL
USA Richard Lynch Fort Pierce, FL
"'
Director
Director
USA
Frank Fee, Ill
Attorney
Below
Harbor Community Bank
Vic£'-Cha1rman
Managing Member, Lynch, Johnson & Long, LLC
None
None
lynch, Johnson & Long, LLC 100%
President, Richard L. Lynch CPA PA
None
None
Richard L. Lynch CPA PA 100%
Managing Member, Four R Realty LLC
None
None
Four R Realty tLC 50%
Sec/Treas, Bobby's Brass Rail, Inc
None
None
Bobby's Brass Rail, Inc 40%
<1%
None
None
None
Treasure Coast Abstract and Title Insurance Co 90%
Managing Member, fee, DeRoss & Fee, P.L
None
None
Fee, DeRoss & Fee, P.L 65%
Managing Member, FDF Holdings UC
None
None
FDF Holdings llC 65%
Below
< 1%
None
Below
Senror Counsel, Nixon PeabodylLP
None
None
None
Below
Vice·Chairman
Below
Harbor Community Bank
Fort Pierce, FL
USA Chariman & CEO, Treasure Coast Abstract and Title Insurance Co
Raymond Gustini
Attorney
Director
Not Applicable
Washington, DC
USA Elwood Coley Winter Park, FL
USA
Real Estate Consultant
Director
Not Applicable
Below Managing Partner, Value'Partners LLC
<1%
None
None
Non£'
Below
1 Value Partners LLC 100%
Form FR Y-6 HCBF Holding Company, Inc
Ft. Pierce, Fl 34950 Fiscal Year Ending December 31, 2015 Report Item 4: Insiders fl), (Z), (3)1a) [bl (t ), and f4)(a) fb) (c)
11). Name, City, State, Country Seth M fiendron
(3)(b)
f4)(b) Pen;enta.lle of
of Voting
Voting Shares Jn
(4)(c)
Title & Position with Subsidiaries (Include name
f3)(c) Tiiie & P05itlon with Other Businesses (include names of
Shares In
Subsidiaries
list names of other companies (Includes partnerships! if 25% or
Principal Occupation if other
(3)(a) Tiiie & Position with
Hotding
(include names
more of voting 5eturities are held (list names of companies and
than with Holding Company
Holding Company
of subsidiaries)
other businesses]
Company
of subsidiariesl
percentage of voting securities held)
12).
Partner of Tinicum
Director
Not Applicable
New York, NV
USA
Christopher M Doody
f4)(a) Pen;entage
Principal of Stone Point Capital, Director
Not Applicable
Below
None
Below
Secretary, Tinicum lncorported
None
None None
Member, Tinicum lantern tLC
None
None
None
Member, Tinicum lantern II LLC
None
None
None
Member, Tinicum Lantern Ill LLC
None
None
None
Member, Tinicum Lantern II Add-On LLC
None
None
None
Limited Pilrtner, Tinicum Capital Partners II LP
'%
None
None
Limited Partner, Tinicum Capital Partners II Add-On LP
3%
None
None
Limited Partner, Tinicum Capital Partners II Add-On Parallel
None
None
None
Fund LP limited Partner, Tinicum LP
None
None
None
Limited Partner, Tinicum D.C.R., LP
None
None
None
Limited Partner, D.C.R. Partners, LP
None
None
None
tlmlted Partner, Tinicum Employees
None
None
None
Director, Skyway Towers Holdings II LLC
None
None
None
Director, Capital Assurance Corporation
None
None
None
Director, (gpital As5urance Holdings lLC
None
None
None
Director New Publi5hing Holdings, Inc.
None
None
None
Director, F+W Media, Inc
None
None
None
As of December 31, 2015, Christopher M. Doody is a Principal
None
None
of Stone Point Captial LLC ("Stone Point") and a director of the
LLC
following companies: Stone Point is the manager of the Trident Funds, which are ln11estment entities that own 25% or more of the outstanding voting securities or interests In 11arious companies. While Mr. Doody is an employee and officer of Stone Point, he should not be deemed to "controfH Stone Point or the Trident Fund5. He is not a "principal securities holder" of Stone Point or the Trident Funds. Furthermore, the investment committees of the Trident Funds are responsible for voting the shares of such companies and Mr. Doody is not a member of the ln11estment committees of the Trident Funds. A schedule of such companies in which the Trident Funds have invested is available upon request. New York, NV
USA
Director, Alo Star Bank of Commerce Director, NXT Capital, Inc.
None
None
None
Director, Preston Hollow Capital LLC
None
None None
Director, Standard Bancshares, Inc.
None
None
None None
None None
Principal Securities Not Applicable
Appendix A
2'%
None
Appendix A
Trident V Depo~itory Holdin~~, LP
Not Applicable
Not Applicable
AppsndlxA
14%
None
Appendix A
Trident V Parallel Depository Holdings, LP.
Not Applicable
Not Applicable
Appendix A
Appendix A
Trident v PF DeposH:ory Holdings, LLC
Not Applicable
Not Applicable
Appendix A
"
None None
Appendix A
Stone Point Capital LLC
Not Applicable
Holder
<1%
Form FR Y·6 HCBF Holding Company, Inc Ft. Pierce, FL 34950 Fiscal Year Ending December 31, 2015 Report Item 4: Insiders 11), (2l. l3)(aJ (b) tc ], and (4)1a) (bl (c)
(1). Name,
12). Principal Occupation if other than with Holding Company
City, State, Country ctiristopher lCollins
Managing Director
(3){a) Tltle & Position with Holding Comp•my Dirf'ctor
(3)(bJ Title & Position wfth Subsidiaries (JllClude name of subsidiaries! Not Applicable
KELSO and Company
N"w York, NY
USA
(3)1c I Title & Po,sition with Other Businesses jlndude names of other businesses)
(4){a) Percentage of Voting Shares in Holdfng Company
j4)(bl Percentagl! of Voting Sharu In Subsidiaries (Include names of subsidiaries)
[4)fc) List names of other companies (Includes partnershiP51 if 2S% or more of voting securities are held (list names of companle5 and percentage of voting securities held)
Director, Augusta Sport5wear, Inc
None
None
None
Director, American Beacon Advisors, Inc.
None
None
None
Director, Renfro Corportation
None
None
None
Director, Third Point Reinsurance ltd
None
None
None
Director, RSC Insurance Brokerage, Inc Principal Securities
LP.
Not Applicable
Not Applicablf'
Appendix B
Kelso lnvestmf'nt Associates VIII, LP.
Not Applicabll'
Not Applicable
Appendix B
KEP VI, LiC
Not Applicable
Not Applicable
Appendix B
Kelso & Company,
David Bessette
Real Estate Property
Fort Pierce, Fl
Manager
Holder
Not Applkable
Attornf'y
Not Applicable
Not Applicable
President, Real living All Florida Real Estate
None
None
Real living All Florida Real Estate 100%
President, Florida lnsur>"lf\CI' Concepts, Inc
None
None
Florida Insurance Concl'pts, Inc 100%
President, All Florida Real Estate schools
None
None
All Florida Real Estate Schools 100%
President, All Florida Referral Network
None
None
All Florida Referral Nl'twork 100%
President, All Florida Property Management
None
None
All Florida Property Management 52%
Trustee, Pinnacle A1sociates Management llC
None
None
Pinnacle Associates Managemf'nt LlC 100%
d%
None
None
None
<1%
None
President/CEO, Posten, Inc
None
None
Postco, Inc 100%
President/CEO, ITS fibl'r, ltC
None
None
ITS Fiber, lLC 100% Indiantown Company 100%
Below
Below
Director
Real Estate Broker
Not Applicable
Below Law Office of Cyntghia G. Angelos 100% Below
President/CEO, Indiantown Company, Inc
Non"'
None
Presisent/CEO, ITS Telecommunications Systems Inc
None
None
ITS Telecommunication Systems Inc 100%
Managing Member, Indiantown Ventures, LlC
None
None
Indiantown Ventures, llC 33.33%
Below
d%
Nu11e
Director
Below
Harbor Community Bank
USA
CPA, Cit us Agriculture
Not Applicable
Director
Owner, B.H. Tucker Real Estate Inc
None
None
Co-Owner, The Tucker Group, llC
None
None
B.H. Tucker Real Estate Inc 100% The Tucker Group,llC 50'.li.
President, BH Tucker PA
None
None
B HTucker PA 50%
President, Bobby H Tucker flP
None
None
Bobby H Tucker FLP 51%
President, Tucker Financial Management
None
None
Tucker ~inanclal Management, 50%
Presid£>nt, Tucker land Holdings llC
None
None
Tucker land Holdings ltC 50%
None
None
lost River Venture lLC 25%
None
None
GT Cove LlC 33.3%
<1%
None
Below
None
None
None
None
None
Below
Bl' low
Harbor Community Bank
Vero Beach, FL
SVP & CFO. Peace River Citrus Products
USA
USA
Below
Harbor Community Bank
Palm City, FL
Tallahassee, Ft
None
Di red or
USA
John Lester
<1%
Below
Owner, Law Office of cynthla G. Angelo> PA CPA, Buisness Owner
Tequesta, Fl
Andrew Taylor
Appendix B
Director
USA
Bobby Tucker
Appendix B
None
Harbor Community Bank
Port St Lucie, Fl
Jeffrey Leslie
Appendix B
Harbor Community Bank
USA
Cynthia Angelos
None None
'" '"
20%
self storage owner
Not Applicable
Director
Below
Harbor Community Bank John lester Management Services 100%
President /Director, John lester Management Services President /Director, Cedars Development of St_ Augustine Limitf'd member, Eagles Nl't Storage, ltC
None
None
Cedars Development of St. Augustine Beach Inc 50% Eagles Nest Storage, tlC 41%
