NSDL UPDATE May 2017
News Articles Launch of Pledge facility on SPEED-e As Participants are aware, currently e-Token based users (Beneficial Owner) of SPEED-e facility can submit the transfer instructions viz., market, off-market, inter-depository and freeze / unfreeze instructions through SPEED-e facility (https://eservices.nsdl.com). All Participants are hereby informed that SPEED-e facility is being enhanced to include the feature of enabling clients to submit Pledge instructions through SPEED-e facility. This facility is available to only e-Token based users who are registered by their Participants for SPEED-e Direct Facility. Further details about this circular are posted on NSDL website www.nsdl.co.in. (Ref: Circular No. NSDL/POLICY/2017/0023 dated April 24, 2017) Linking of Demat Accounts of Individuals with their Aadhaar As Participants are aware, in the Union Budget 2017-18, it was announced under ‘Other measures in the Financial Sector’ that “Steps will be taken for linking of individual demat accounts with Aadhaar“. Accordingly, SEBI has instructed depositories to advise their Participants to take necessary steps for linking of demat accounts held by individual clients with their Aadhaar numbers to ensure effective implementation of the budget announcement. In this regard, Participants are advised as follows: 1. In respect of all new accounts opened, Participants may advise clients to mention their Aadhaar in the Know Your Client (KYC) Application Form (Individual) [Part I - FORM 9 of NSDL Business Rules] submitted at the time of account opening, especially by highlighting the advantages such as registration in the demat account of unique identity provided by Aadhaar, government’s initiative of linking of PAN with Aadhaar, Aadhaar being a single document serving as proof of identity and address, etc. A self-certified copy of the Aadhaar Card may be obtained as part of the KYC process.
Highlights during the month
Performance Summary Investor Accounts
1,56,72,345
Participants
265
Companies Name Change
Participant Service Centres
27,380
Corporate Action Statistics
Demat Custody
` 1,49,73,654 Cr.
Settlement
` 2,43,197 Cr.
Companies available for demat
18,042
News Articles
Performance Summary Securities Admitted For Dematerialisation Calendar of Events
Instruments w Debentures/Bonds 14,917 w Securitised Instruments 1,995 w Commercial Paper 2,507 w Certificates of Deposit 462
2 2. Participants shall encourage all their existing individual clients to provide their Aadhaar number to link with their demat account. Participants may send regular communications to their clients for updating their Aadhaar number in the demat accounts. 3. NSDL is also in process of developing an online facility for demat account holders to update their Aadhaar number directly in their demat accounts, which will be authenticated directly with UIDAI. This will provide a convenient, online facility for clients to update their Aadhaar and will be available on NSDL’s website. Once this facility is made available, NSDL will also be sending communications to clients through emails, SMS, etc. requesting them to update their Aadhaar in their demat accounts. Participants may also refer to NSDL’s online facility in their communications to clients and provide the appropriate link. 4.
Participants may update the Client’s Aadhaar on the basis of following:
a. A written request along with a self-certified copy of Aadhaar Card from the client for updating Aadhaar in client’s demat account. For joint holdings, the written request must be signed by the holder whose Aadhaar is being updated.
b. Participants acting as AUA or Sub-AUA may accept requests from clients through their registered email or on the website of Participant, provided that the Participant follows the procedure specified in NSDL Circular No. NSDL/POLICY/2011/0057 dated July 16, 2011.
Also, in case such Participant has the Aadhaar details of the client in its back-office, trading account or in the bank account which has been provided by the client, then the Participant may update the Aadhaar in the demat account. In such cases, prior to updation of Aadhaar in demat account, the Participant shall validate the Aadhaar with UIDAI as per the process prescribed for AUAs by UIDAI and keep such verification on record. 5. Participants shall ensure that correct Aadhaar number of the client is updated in the demat account by obtaining self-certified copy of the Aadhaar Card or by using online verification of Aadhaar with UIDAI. Once Aadhaar updation is carried out, Participants are required to send a communication via letter / email / Client Master Report / Client Modification letter generated from the DPM System or its back office or any other mode which the Participant may deem fit to all such Clients informing them about updation of Aadhaar in their demat account. (Ref: Circular No. NSDL/POLICY/2017/0021 dated April 12, 2017) Updation of IFSC in depository accounts having MICR Code As all Participants are aware that facility to capture bank details like ‘IFSC’, ‘MICR code’, ‘Bank Name’ and ‘Bank address’ in the depository accounts is available in the Local DPM. Further, ‘Bank Master’ containing the aforesaid bank details is available for download in Local DPM for back-office update (Uploads / Downloads --> Downloads --> Master --> Bank Master). Participants were earlier informed that NSDL had conducted updation of IFSC in depository accounts where MICR codes in respect of bank details mentioned in the depository account were available but IFSC was not captured. To facilitate
3 Participants, such an exercise is conducted to update IFSC in the ‘IFSC Code’ field as per the ‘Bank Master’ available in the local DPM for the corresponding MICR code already captured in the depository account. This activity has been carried out in phased manner as per the schedule provided by the NSDL Help Desk Team. The details of update can be viewed at ‘Client Details’ screen of e-DPM and ‘Details View’ screen of Local DPM. Further, incremental or full ‘Client Master’ can be downloaded from Local DPM for update of back-office system. (Ref: Circular No. NSDL/POLICY/2017/0024 dated April 27, 2017) Subscription to SPEED-e During April 2017, one more Participant has subscribed to the SPEED-e facility viz., Indian Finance Guaranty Limited (DP ID IN303884) Clients of the above mentioned Participant can now avail the facility of submitting various instructions through SPEED-e facility. This takes the total number of Participants who have subscribed to SPEED-e to 190. Activation of DP TradeKING Private Limited (DP ID IN304182) as a Participant of NSDL DP TradeKING Private Limited is admitted as Participant of NSDL and made operational during April 2017. It will conduct its depository operations from Anand (Gujarat). This takes the total number of operational Participants to 265 and the total number of operational DPM set-ups to 350. Training Programme for Participants: NCDO/NISM training / certification programmes for Participants To facilitate officials of Participants to prepare and appear for NISM-Series VI Depository Operations Certification Examination (DOCE), NSDL conducted seven training programmes for its Participant at six locations viz., Ahmedabad, Bengaluru, Bhubaneswar, Chennai, Kolkata & Mumbai in April 2017. These programmes were attended by 190 officials of Participants. CPE Training Programme for Participants NSDL, an approved NISM Accreditated Continuing Professional Education (CPE) Provider offers CPE training programmes viz. Depository Operations, Mutual Fund Distributors, Currency Derivatives, SORM, RTA-Corporate & SIC for eligible associated persons of Participants. In April 2017, NSDL conducted eight such training programmes at various locations viz., Ahmedabad, Chennai, Kolkata, Mumbai, New Delhi, Pune & Rajkot which were attended by 164 officials of Participants.
4 List of Companies that have changed Names (During April 2017)
Sr. No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23
Old Name
New Name
Max Watt Turbines Private Limited Shivkrupa Machineries And Engineering Services Limited UTV Global Broadcasting Ltd Credila Financial Services Private Limited Forefront Capital Management Private Limited Genesis Colors Private Limited Panasonic Minda Storage Batteries India Private Limited Nitin Alloys Global Limited Real Realty Management Company Limited Disha Microfin Private Limited AU Financiers (India) Limited Mahadushi International Trade Limited Ruby Traders & Exporters Limited Capital Local Area Bank Limited Aruna Sunrise Hotels Limited Lafarge India Limited Mahabir Metallex Limited Madhucon Agra - Jaipur Expressways Limited IOT Anwesha Engineering & Construction Limited Genins India Limited Valley Indiana Leisure Limited Vernes Infotech Private Limited IBM Daksh Business Pro. Serv Pvt.Ltd
Man Turbomachinery India Private Limited Pritika Auto Industries Limited Disney Entertainment (India) Limited HDFC Credila Financial Services Private Limited Edelweiss Multi Strategy Funds Management Private Limited Genesis Colors Limited Minda Storage Batteries Private Limited Nitin Castings Limited Real News & Views Limited Disha Microfin Limited Uu Small Finance Bank Limited Negotium International Trade Limited Panache Innovations Limited Capital Small Finance Bank Limited Aruna Hotels Limited Nuvoco Vistas Corporation Limited SVP Housing Limited Mahua Bharatpur Expressways Limited Anwesha Engineering & Projects Limited Genins India Insurance Tpa Limited Shree Metalloys Limited Vernes Infotech Limited Concentrix Daksh Services India Private Limited
Corporate Action Statistics Sr. No. 1 2 3 4 5 6 7 8 9 10
Description Equity Shares Preference Shares Bonds Commercial Papers Certificates of Deposit Securitised Instruments Mutual Fund Units Government Securities Warrants Mutual Fund Units (Trase) Total
During April 2017 No. of Allottees No. of Securities 188,356 11,131,800,889 45 3,144,182,522 8,128 5,674,954,801 748 2,732,870 133 3,767,000 178 8,728,472,094 79,619 391,865,948 79 5,393 19 61,568,700 57,372 301,364,656 334,677
29,440,714,873
For F.Y. 2017 - 18 (Upto April 2017) No. of Allottees No. of Securities 188,356 11,131,800,889 45 3,144,182,522 8,128 5,674,954,801 748 2,732,870 133 3,767,000 178 8,728,472,094 79,619 391,865,948 79 5,393 19 61,568,700 57,372 301,364,656 334,677
29,440,714,873
5 Performance Summary PARTICIPANTS
INVESTORS Client Accounts No. of Accounts (lakhs)
Month Year
No. of Participants
Apr-15
137.62
Apr-15
273
16,849
1,586
Apr-16
146.16
Apr-16
270
26,885
1,946
Apr-17
156.72
Apr-17
265
27,380
1,932
Month -Year
DEMATERIALISATION Month Year
No. of Dematerialised Securities (Cr.)
Service Centres
Cities / Towns
SETTLEMENT (LISTED EQUITY SHARES) Value of Dematerialised Securities ( ` Cr.)
Month Year
Quantity of shares settled in dematerialised form (Cr.)
Value of shares settled in dematerialised form ( ` Cr.)
Apr-15
93,778
1,15,19,728
Apr-15
704
1,89,387
Apr-16
109,171
1,19,27,604
Apr-16
743
1,48,120
Apr-17
133,675
1,49,73,654
Apr-17
1070
2,43,197
(Single Side)
EQUITY
Companies
Month - Year
No. of Companies Operational
Apr-15
14,199
Apr-16
15,752
Apr-17
18,042
DEBENTURES / BONDS
SECURITISED INSTRUMENTS
Month Year
No. of Issuers
No. of active instruments
Demat Value ( ` Cr.)
Month Year
No. of Issuers
No. of active instruments
Demat Value ( ` Cr.)
Apr-15
1,130
11,179
17,47,285
Apr-15
991
1,357
1,25,591
Apr-16
1,368
13,195
20,31,145
Apr-16
1,169
1,538
1,29,913
Apr-17
1,697
14,917
24,68,962
Apr-17
1,561
1,995
1,94,483
Month Year
No. of Issuers
No. of active instruments
Demat Value ( ` Cr.)
Month Year
No. of Issuers
Apr-15
295
1,737
2,70,483
Apr-15
40
876
3,07,523
Apr-16
337
1,918
4,13,045
Apr-16
41
736
3,10,205
Apr-17
412
2,507
5,88,991
Apr-17
27
462
2,03,418
COMMERCIAL PAPERS
CERTIFICATES OF DEPOSIT No. of active instruments
Demat Value ( ` Cr.)
6 Securities admitted for Dematerialisation during April 2017 Sr. No.
COMPANY
ISIN
Sr. No.
COMPANY
ISIN
34
EDCL - Tawang Lower Tsachu Hydro Electric Private Limited
INE407X01011
35
EDCL - Tawang Power Private Limited
INE408X01019
36
EDCL - Tawang Upper Tsachu Hydro Electric Private Limited
INE406X01013
37
Essel Urja Private Limited
INE759Q01019
38
Express Toll Roads Limited
INE439X01014
39
Fermi Solarfarms Private Limited
INE404X01018
40
First Advantage Global Operating Center Private Limited
INE338X01018
1
7NR Retail Limited
INE413X01019
2
A & M Febcon Limited
INE319X01018
3
Acme Jaipur Solar Power Private Limited
INE374X01013
4
ADD Amarante Properties Private Limited
INE302X01014
5
Aditya Medisales Limited
INE519S01013
6
Ambience Hospitality Private Limited
INE371X01019
7
Amplus Solar Solutions Private Limited
INE321X01014
8
ANG Lifesciences India Limited
INE236W01016
9
Anubhav Apartments Private Limited
INE308X01011
10
Archean Salt Holdings Private Limited
INE301X01016
41
Future Outdoor Media Solutions Limited
INE362X01018
11
Arkha Solar Power Private Limited
INE520W01013
42
Aryan Share & Stock Brokers Limited
INE016X01010
Gammon Engineers and Contractors Privatelimited
INE386X01017
12 13
Ashok Masala Mart Limited
INE344X01016
43
INE303X01012
14
Ayepee Lamitubes Limited
INE257X01010
G-Cube Webwide Software Private Limited
15
Bajaj Industrial Finance Limited
INE414X01017
44
Goodtime Builders Private Limited
INE436X01010
16
Bhadra Textiles and Trading Private Limited
INE256X01012
45
Haridwar Solar Projects Private Limited
INE304X01010
46
Hinduja Renewables Private Limited
INE340X01014
17
Bhagwanpur Solar Projects Private Limited
INE314X01019
47
Ideal Soft Tech Park Private Limited
INE430X01013
48
INE464X01012
18
Bhakti Gems and Jewellery Limited
INE986W01016
Indospace Industrial Park Badli Private Limited
19
Bharatiya Vaidya Vidhan Limited
INE381X01018
49
20
Biginfo Labs India Private Limited
INE342X01010
Integrated Registry Management Services INE427X01019 Private Limited
21
Bindookhadak Solar Projects Private Limited
INE315X01016
50
Ishaan Clubs & Hospitality Private Limited INE266X01011
51
Ishaan Clubs & Hotels Private Limited
INE265X01013
22
Brahmaputra Cracker and Polymer Limited
INE473X01013
52
IVY Ecoenergy India Private Limited
INE469X01011
53
J R Ventures (India) Private Limited
INE478X01012
23
Christopher Estates Private Limited
INE481X01016
54
Jalan Transolutions (India) Limited
INE349X01015
24
Cloud Collab Technologies Private Limited INE262X01010
55
Jolly Exports Private Limited
INE422X01010
25
Cron Systems Private Limited
INE369X01013
56
K.L.F. Nirmal Industries Private Limited
INE380X01010
26
Crystal Hirise Private Limited
INE465X01019
57
Kalrashukla Classes Private Limited
INE372X01017
27
Cushman and Wakefield India Private Limited
INE429X01015
58
Kishangarh Gulabpura Tollway Private Limited
INE428X01017
28
Devya Propcon Private Limited
INE432X01019
59
Konark Buildwell Private Limited
INE311X01015
29
DFS India Private Limited
INE373X01015
60
Konark Dwelltech Private Limited
INE470X01019
30
Eco Towers Private Limited
INE309X01019
61
KVR Industrial Park Private Limited
INE328X01019
31
EDCL - Seppa Nire Hydro Electric Private Limited
INE409X01017
62
La Scenteur Fragrance Technologies Private Limited
INE337X01010
32
EDCL - Seppa Pachuk Power Private Limited
INE410X01015
63
Lanco Horizon Properties Private Limited
INE064X01010
33
EDCL - Seppa Riang Power Private Limited
INE411X01013
64
Lanco Solar Services Private Limited
INE401X01014
65
Land Mark Overseas Private Limited
INE264X01016
7 Securities admitted for Dematerialisation during April 2017 (Contd.) Sr. No.
COMPANY
ISIN
Sr. No.
COMPANY
ISIN
66
Lavya Realtors Private Limited
INE341X01012
101
Royaleblue Resorts (India) Private Limited INE345X01013
67
M. B. Motors Private Limited
INE267X01019
102
RSB Castings Limited
INE403X01010
68
M. B. Ventures Private Limited
INE306X01015
103
RVK Industrial Park Private Limited
INE327X01011
69
Magma HDI General Insurance Company Limited
INE312X01013
104
Sagar Enterprises Private Limited
INE453X01015
70
Mahindra Integrated Business Solutions Private Limited
INE260X01014
105
Sagar Technocity Private Limited
INE479X01010
106
Samrat Forgings Limited
INE412J01010
71
Mahindra Retail Private Limited
INE330X01015
107
INE483X01012
72
Mahindra Telephonics Integrated Systems INE482X01014 Limited
Santsu Finance & Investment Private Limited
108
Sapphire Projects Private Limited
INE451X01019
73
MAHINDRA VEHICLE MANUFACTURERS LIMITED
INE244N01019
109
Sarveshwar Foods Limited
INE324X01018
110
Satya Shyam Trading Limited
INE333X01019
74
Meera Industries Limited
INE343X01018
111
Shresth Tech Solutions Limited
INE415X01014
75
MSTC Limited
INE255X01014
112
Shriram Credit Company Limited
INE232V01017
Skanray Healthcare Global Private Limited INE434X01015
76
Mumbai Mantra Media Limited
INE329X01017
113
77
Navayuga Infra Projects Private Limited
INE402X01012
114
SMS Lifesciences India Limited
INE320X01016
78
New Growth Comtrade Private Limited
INE480X01018
115
Sophia Traexpo Limited
INE268X01017
79
NSE IFSC Limited
INE433X01017
116
Sovizen Life Sciences Private Limited
INE435X01012
SSI Trading Private Limited
INE379X01012
80
Orizonte Business Solutions Limited
INE346X01011
117
81
Ostro Kannada Power Private Limited
INE313X01011
118
INE647T01010
82
Palash Building Solutions Private Limited
INE438X01016
Stellant Capital Advisory Services Private Limited
83
Peass Industrial Engineers Private Limited INE339X01016
119
Sumer Buildcorp Private Limited
INE412X01011
84
Prathista Industries Limited
INE474X01011
120
Sungro Seeds Private Limited
INE332X01011
85
Pride Buildtech Private Limited
INE348X01017
121
INE355X01012
86
Pure Weblopment Limited
INE165X01015
Supratech Micropath Laboratory & Research Institute Private Limited
87
R S Diamonds Private Limited
INE405X01015
122
Testbook EDU Solutions Private Limited
INE449X01013
88
Rajlaxmi Merchants Private Limited
INE475X01018
123
Thirdwave Fiscal & Investment Services Pvt Ltd
INE307X01013
89
Rama Investment Company Private Limited
INE316X01014
124
TNQ Books & Journals Private Limited
INE448X01015
90
Rama Polycon Limited
INE476X01016
125
Tom Technology Services Private Limited
INE437X01018
91
Rama Softech Private Limited
INE452X01017
126
Total Transport Systems Private Limited
INE336X01012
92
Ratnasagar Herbals Private Limited
INE305X01017
127
TVS Automobile Solutions Private Limited
INE468X01013
93
RBA Ferro Industries Private Limited
INE370X01011
128
Vay Network Services Private Limited
INE368X01015
94
Reino Technologies Private Limited
INE261X01012
129
Vermillion Finalytics Private Limited
INE484X01010
95
Rejuvenate Solutions Private Limited
INE447X01017
130
Visionary RCM Infotech (India) Private Limited
INE263X01018
96
Reliance Airport Developers Private Limited
INE431X01011
131
VS & B Domestic Container Solutions Private Limited
INE367X01017
97
RGVN (North East) Microfinance Limited
INE152T01011
132
Watsun Infrabuild Private Limited
INE446X01019
98
Rhythm House Private Limited
INE366X01019
133
York Tech Private Limited
INE477X01014
99
Riddhi Corporate Services Limited
INE325X01015
134
Zamidar Realcon Private Limited
INE331X01013
100
Rihim Developers Private Limited
INE347X01019
135
Zeta Infotech Private Limited
INE322X01012
8 NSDL Calendar of Events FORTHCOMING COMPLIANCE Particulars
Deadline
Manner of sending
Reference
Investor
By 10th of
Through “e-Participant-
1. Circular No. NSDL/
Grievance Report
the following
Inspection Audit and
POLICY/2015/0096 dated October
(Monthly)
month.
Supervision System (e-PASS)
29, 2015
Internal/
May 15th every
Through e-PASS
Concurrent Audit
year
Circular No. NSDL/POLICY/2017/0013 dated March 17, 2017
Report (October March)
NSDL Offices Head Office Mumbai 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351
Branch Offices Ahmedabad Unit No. 407, 4th floor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., C. G. Road, Near Panchvati Circle, Ahmedabad - 380006 Tel: (079) 26461376, Fax: (079) 26461375
Chennai 6A, 6th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road, T. Nagar, Chennai - 600017 Tel: (044) 28143917 / 11, Fax: (044) 28144593
Kolkata Unit 2E, 2nd Floor, The Millenium 235/2A, A.J.C. Bose Road Kolkata - 700020 Tel: (033) 2281 4662 / (033) 2290 4246
New Delhi Unit No.601,603,604, 6th Floor, Tower - A, Naurang House, Kasturba Gandhi Marg, Connaught Place, New Delhi - 110001 Tel: (011) 23353814 / 15, Fax: (011) 23353816
Investor Relationship Cell
NSDL Certification Programme
Officer-In-Charge,
Officer-In-Charge,
4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email:
[email protected]
4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email:
[email protected]
National Securities Depository Ltd.
National Securities Depository Ltd.
For more information, email us at
[email protected]
“Printed & Published by Mr. Manoj Sathe on behalf of National Securities Depository Limited and Printed at Printography Systems (India) Pvt. Ltd., 13/D, Kurla Ind. Estate, Nari Seva Sadan Road, Ghatkopar (West), Mumbai - 400 086 and Published from National Securities Depository Limited, 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. • Editor: Mr. Manoj Sathe”
