2
2
0.5 10 10 10
2
21
21
0.5 10 10 10
10
3 1 1
10
10 30 3 1 1
30 9 3 3 15 30 30 1 3 3
30 9 3 3 15 30 30 1 3 3
5
5 30 30 30 30
30 30 30
2 9 15 1 10 10 10 1
10
10
3
3
30 3
3
2
2
2
30 9 3 3 15 30 30
9 3 3 15 15
3
3
5
5 30 30 9 9
3
1 3
1 3
30 10
30 10
10
30 30 20 20 30
12 12 20 12 12
12 12 15 12 12
3 3 3
10
3 1 2
30 3 1 2
45 30 9 3
10 12 12 15 12 12
30 30 20 20 30
5
1 3
3 3 3
1 10 10 10 1 45 10
15 30 30 2 3 3 45 5 30 30 30 30 45 1 3 45 45 45 45 10
2 3 3
1 3
12 12 12 12 12
10 15
9 3 3 15 30
2
1 10 10 10
3 8 8
30 9 3 3 12 30 30 2 3 3
10
4 30 30 30 30 30 1 3
5
8 30 20 20 30
9
9
3
10
3 1 2
30 3 1 2
30 3 1 2
15 9
15 9
12 30 30 2 3 3
12 30 15 2 3 3
4 30 30 30 30
4 10 10 30 30
1 3
1 3
8
8
8
30
30
30
30
20 20 30
20 20 30
20 20 30
45 30 9 3
8
2 3 3 45 5 30 30
5
30
1
3
6 20 20 20 20
5
2
10
15 30
5
EI NS ICB UR AN C/L CE IFE INS UR AN ICM CE / LI FE INS UR AN ICS CE /LI FE INS UR AN CE 2
2 9 5 1 10 10 10 1 45 10
6
3
FS CO /LI F
2
2
/CI PM
8 8 5 5 5 1
FP SC
2
CF A
2
/SE R** CF A
/PD * CF A
/LI FE INS UR CA AN AM CE P 2, 8
2
10 10 10 1
1 10
2
AIC
2
2
2
1
CA P/C IIR OM OC / PL CE IAN CA CE P /PD CS I/C * 1 IM /CO MP CS LI A I/C NC IM E /PD * CS I/C IW M/P D* CS I/C IW M/C OM CS PL I/M I AN TI CE CS I/P FP /CO MP CS LIA I/P NC FP E /PD * AD VO CIS
IIR OC /CE
Retail Banking Anti Money Laundering & Terrorist Financing for Banking Professionals Bank Management Fundamentals course (BMF) Business Development Planning - Bank Management (BDPM) Client Debt Assessment and Management Communicating to Succeed Business Communications Communicating to Succeed Business Writing Communicating to Succeed Interpersonal Communications Culture of Compliance: Working in Financial Services Economics Ethical Practice in the Financial Services Industry People and Team Management (PTM) Personal Financial Services Advice Preparing for Retirement (PFR) Safeguard Elderly Clients from Financial Fraud Understanding the Needs of New Immigrant Clients Financial Planning and Insurance Accounting Applied Financial Planning Certification Examination (AFP) Behavioural Finance - Get Inside Your Client's Mind 2 Benefits at Retirement (BAR) Business Succession for Small Business Clients Business Taxation Issues and Planning Canadian Insurance Course (CIC) CSI Capstone Course for CFP® Certification Developing a Social Media Plan for Financial Professionals Estate Planning Financial Management at Your Client’s Retirement (FMCR) Financial Planning for Businesses - Quebec Financial Planning for Snowbirds 2 Financial Planning I (FP I) Financial Planning II (FP II) 5 Financial Planning Supplement (FPSU) Fundamentals of Financial Planning (FOFP) Fundamentals of Personal Finance Guidelines for Financial Professionals Using Social Media Individual Pension Plans 2 Insurance and Retirement - Quebec Investment and Tax Planning - Quebec Investment and Taxation Fundamentals - Quebec Legal and Ethical Aspects of Financial Planning Liability for Tax, Attribution Rules & Income Splitting Techniques LLQP Accident & Sickness Ethics and Professional Practice (Quebec Civil Code) Ethics and Professional Practice (Common Law) - Enrollments as of Feb 1, 2017 Ethics and Professional Practice (Common Law) - Enrollments Prior to Feb 1, 2017 Life Insurance
45 1 3 45 45 45 45 10
10 10 10
10
3 1 2
15 9 3
30 3 1 2
15 9
3
12 30 15 2 3 3
10 10 7 5
4 30 30 30 30
10 2
1
20 20
1 3
20 20 30
12 6 3
12
3
3
3
3 3
30
30
18
18
12 6
30 6
3
45 3
9 27 20
Commodities as Investment (CAI) 2 Conduct and Practices Handbook (CPH) Covered Call Writing Derivatives Fundamentals and Options Licencing Course (DFOL) Derivatives Fundamentals Course (DFC) 5 Enhanced Suitability for IIROC Advisors ⁹ Equity Trading and Sales 2 ETFs: Evolution and Emerging Trends Financial Markets - Risk Management Course (FRM) 2 Fixed Income Trading and Sales 2 Futures Licensing Course (FLC) Hedge Fund Essentials for Today's Financial Professionals 2 How Mutual Funds and Hedge Funds Use Derivatives Investment Funds in Canada (IFC) Investment Management Techniques (IMT)
5
30
3 3
3
3 30 30 3 9 3 30 9 30 9 6
30
3 3
3
3 30 30 3 9 3 30 9 30 9 6
15 15 3 15 15 31 9 3 15 6 15 9 6
3
31 3
3
30 30
3
30 30 3 3 3 30 3 30 9 6
30 30 3 30 30 3 9 3 30 3 30 9 6
30
3
9 3 30
3 30 30
3
30 30
3 30 30 30 3 6 3
45 3 6 3
22.5 3 3
3 6 3
3 6 3
30 3 6 3
Technical Analysis Course (TAC) 2 - Enrollments Prior to September 6, 2017
30
30
15
30
30
Technical Analysis Course (NEW) 2 - Enrollments as of September 6, 2017 The Crude Oil Market – Industry Overview and Investment Options The Gold Market - An Industry Overview and Investment Options The Natural Gas Market Trader Training Course 2 Understanding High Frequency Trading 2 Understanding Private Equity 2 Understanding TFSAs Wealth Management and Private Banking A Guide to International Investing 2 Advanced Estate Planning and Trust Strategies (AETS) 2
30 3 3 3 30 3 3 3
30 3 3 3 30 3 3 3
30 3 3 3
30 3 3 3
30 3 3 3
3 3
3 3 3
3 30
3 30
3
3 3 3
30
24
2
2
9
9 3 40 9 9
30 3 30 30 3 9 3 30 9 30 9 6 30 Ex 1: 30 Ex 2: 30
40 3
40 3
3 30 30
6 3
6 3
30 3 6 3
30
40
40
30
30 3 3 3 30 3 3 3
40 3 3 3 40 3 3
30 3 3 3 40 3 3
50 3 3 3 30 3 3 3
45
30
3 40
2
EI NS ICB UR AN C/L CE IFE INS UR AN ICM CE / LI FE INS UR AN ICS CE /LI FE INS UR AN CE 2
30 6 3
5
2.75
5
5
5
30
30
Ex 1: 10 Ex 2: 10
30
3 15
3
3
2.75 2.75
40
30
3 3
FS CO /LI F
2
2
/CI PM
FP SC
2
CF A
/SE R**
2
30
3 15 15
3 30 30 3
Ex 1: 30 Ex 2: 30
9 3 40 9
6 3
30 6 3
30 6 3
30 30
40 30 3 30 30 3 9 3 30 9 30 9 6 30
30 6 45 3
5
Ex 1: 30 Ex 2: 30
3 30 30 3 30 3 6 3
6
2.75
30
Investment Strategies for Retirees Options Licensing Course (OLC) Options Strategies Course (OSTC) 2 Overview of Institutional Markets (OIM) Portfolio Management Techniques (PMT) 5 Portfolio Theory, Asset Allocation & Performance Measurement Principal-Protected Notes 2 Responsible Investment: Trends and Opportunities
6
CF A
20 6
30
30
/PD *
/LI FE INS UR CA AN AM CE P 2, 8
30 6 3
20 Ex 1: 30 Ex 2: 30
Canadian Securities Course (CSC)
CF A
12 6 3
AIC
2
Making Your Message Stick with Today's Client Planned Charitable Giving Risk Management and Estate Planning - Quebec Segregated Funds Investment Management and Trading 90-Day MF Skills Builder Advanced Derivatives Market Strategies (ADMS) Building a Mutual Funds Advisory Practice (BMAP)
30 6 3
2
1
CA P/C IIR OM OC / PL CE IAN CA CE P /PD CS I/C * 1 IM /CO MP CS LI A I/C NC IM E /PD * CS I/C IW M/P D* CS I/C IW M/C OM CS PL I/M I AN TI CE CS I/P FP /CO MP CS LIA I/P NC FP E /PD * AD VO CIS
IIR OC /CE
Segregated Funds 2
2
3 40
30
3 15
9 3 30
30
30
30
30
3
3
3
22.5 22.5 3 3
3 3
3 3
10
3
3
26
9 3 30
22.5 3 3
3 3
5
Business Banking Building Relationships with Small Business Clients (BRSB) Delivering Small Business Solutions (DSBS) Moody's Analytics Analyzing Commercial Real Estate (ACRE) Moody's Analytics Commercial Lending (CLCA) Moody's Analytics Managing Client Relationships (MCR) Personal Lending and Mortgages (PLM) Problem Loans Course (PLC) Profitability and Credit Risk (PCR) Small Business Lending (SBLC) Small Business Operations and Financial Analysis (SBOF) Understanding the Small Business Environment (USBE) Management, Supervision and Compliance Anti Money Laundering & Terrorist Financing for Securities Professionals Applied Investment Dealer Compliance 2 Branch Compliance Officer's Course (BCO) Branch Manager's Course (BMC) 5 Bringing New Issues to Market (BNIM) ⁹ Canadian Commodity Supervisors Exam (CCSE) Canadian OTC Derivatives Market Reform (CDMR) ⁹ CE Ethics Course, Retail Version 5 Chief Compliance Officers Qualifying Examination (CCO) 5 Chief Financial Officers Qualifying Examination (CFO) Effective Management Seminars Enhancing Client Relationships -CRM Phase 2 ⁹
30 30 30
3 3 9
3 3 9
30 20
30 20
30 4
30
30
30
15 30 30
30
15 15 3 3 9 15
3 3 9 30
15 30 15
5 30 20
30
45
30
15 30
30 30
30
15 9 9 15
30
10
15
15 3 9 12 3 12 3 12 12 12 12 3
3
30 30
3 9 12 12 3 12 3 12 12 12 12 3
12 3
3
30
31 6 12 15
30 31 3 3 3 3 3 3 3 3 3 3 3
3 12 12 3 30 3 12 30 30
30
15
30 30 20
9 15 15 15
5
5
5
6
10
10
20 12
20 12
15 9 31
30 30 20
12 3
3 31
30 3 3 3 3 3 3 3 3 3 3 3 3
30
30 30 20
30 30
40 20
40 20
30 30
1
2
3
1
2
3
10
5
5
10
10
10
20 12 3
20 12
10 45 20 12 3
10 6
5
2
EI NS ICB UR AN C/L CE IFE INS UR AN ICM CE / LI FE INS UR AN ICS CE /LI FE INS UR AN CE 2
FS CO /LI F
5 30 20
3
3
3
3
9
9
9
9
30 30
30 30
5 5
30 30
30
30
10
30
30
15
15
15
3
13
5
5 30 20
25 30 30
2
13
20
5 30 20
5
30
11 7.5
8 8
13
25 30 30 45 45 25 25 3 3 9 25 30 20 Ex 1: 30 Ex 2: 30
24
8 8 8 8
30 30
2
2
/CI PM
9
FP SC
2
CF A
/SE R**
2
9
4 4
30 30 3 30 3 12 30
40
3 3 9
3 9 30
CF A
/PD *
20 40
3
20 3
12 3
CF A
/LI FE INS UR CA AN AM CE P 2, 8
45 25 25 3 3 9 25 30 15
45 30 45 45 45 25 25 3 3 9 25 30 30
15 15 10
ETF for Mutual Fund Representatives ⁹ - Enrollments Prior to December 14, 2016 ETF for Mutual Fund Representatives ⁹ - Enrollments as of December 14, 2016 FICB Integrative Project Financial Services Industry: Business Drivers and Challenges (FSDC) 2 Fraud in the Securities Industry Insider Trading: Regulations and Prevention
15
AIC
2
Wealth Management Essentials (WME)
30 30 30
2
1
CA P/C IIR OM OC / PL CE IAN CA CE P /PD CS I/C * 1 IM /CO MP CS LI A I/C NC IM E /PD * CS I/C IW M/P D* CS I/C IW M/C OM CS PL I/M I AN TI CE CS I/P FP /CO MP CS LIA I/P NC FP E /PD * AD VO CIS
IIR OC /CE
Advanced Investment Strategies (AIS) 5 Advanced Retirement and Estate Planning Strategies (ARES) Advanced Retirement Management Strategies (ARMS) 2 Case Application Examination Estate and Trust Administration Estate and Trust Asset Management Ethics and the Client Experience - Estates and Trust Executive Compensation (EXCO) Identifying a Private Client's Corporate Banking Needs (ICCB) International Taxation for Canadians (ITC) ⁹ Laws of Estates and Trusts Strategic Wealth 360 2 Taxation Considerations for Estates and Trusts
1
2
3
10
10
20
20
30 30 3 30 3 12 30
13
13
10
10
10 5
10
20 3
13
5
5
13
5
5
5
5
5
10 45 20 12 3
10
10
10
10
10 6
5
5
5 6
30 3 6
15
30 3
15 31
6
6
*PD = Professional Development ** SER = Standards, Ethics and Regulation 1
Credits may not be used to satisfy both Compliance and Professional Development (PD) requirements at the same time. A course can only be applied for IIROC continuing education purposes once and only in one cycle with the exception of 'CPH for Industry Professionals'. 2
CSI believes these courses meet the CE guidelines of these organizations. We advise that participants or their firms determine whether completion of the seminar, program or course qualifies for CE credits and what type of CE credits (technical/general or compliance/professional development) the seminar, program or course qualifies for. Note: Courses that lead to initial accreditation generally cannot be used for continuing education purposes for the achieved license or designation. 3
We've submitted this course to the regulator for approval and are currently waiting for notification of course acceptance and confirmation of CE credits. 4
Registered Representatives who take the WME to satisfy the 30 -month post licensing requirement of IIROC may not use the same course to fulfill PD requirements of CE. 5
These courses qualify for Voluntary Participation which extends the validity periods of the CSC and the CPH.
6
This course is not eligible for CE credits for FPSC.
7
CAAMP participants are to self-report their third party CEU by logging on to www.mortgagecampus.org
8
This CE activity has been approved by FPSC® as meeting the minimum requirements for CE approval as outlined within the FPSC Continuing Education Guidelines. The views and options expressed in this presentation are those of the presenter/content author and do not necessarily reflect the views of Financial Planning Standards Council (FPSC). Notice: While CSI makes every effort to ensure that the information on this chart is correct and up-to-date, course accreditation may be subject to change at any time due to content updating and/or accrediting organization assessment requirements.
Updated: JAN 2018
3 31 9 3
30 30
6
3 3 3 3 3 3
30 30 3 6
12 30 30 3 9
30 3 9 3
3
2
EI NS ICB UR AN C/L CE IFE INS UR AN ICM CE / LI FE INS UR AN ICS CE /LI FE INS UR AN CE 2
40
12 30
FS CO /LI F
2
/CI PM
2
2
/SE R**
2
CF A
CF A
/LI FE INS UR CA AN AM CE P 2, 8
/PD *
2 2 2
FP SC
30
3 3
10 10 40
CF A
30
12 12 12 12 12 3 9 3
AIC
2
12 12 12 12 12 3 9 3
2
1
CA P/C IIR OM OC / PL CE IAN CA CE P /PD CS I/C * 1 IM /CO MP CS LI A I/C NC IM E /PD * CS I/C IW M/P D* CS I/C IW M/C OM CS PL I/M I AN TI CE CS I/P FP /CO MP CS LIA I/P NC FP E /PD * AD VO CIS
IIR OC /CE
Investment Dealer Compliance Course (IDCC) Leveraging CRM to Enhance Client Relationships - Seminar Options Supervisors Course (OPSC) 2 Overview and Trends - Trade Desk Risk Management and Compliance Partners, Directors and Senior Officers Course (PDO) 5 Role of the Gatekeeper Safeguarding Market Integrity: Challenges and Solutions (SMIC) Understanding Investment Dealer Business Units 2
