notice to members - CDCC

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NOTICE TO MEMBERS No. 2018 – 001 January 02, 2018

List of Notice-to-Members - 2017

For your reference, please find attached a list of Canadian Derivatives Clearing Corporation Notice-To-Members issued in 2017.

Glenn Goucher President and Chief Clearing Officer

Canadian Derivatives Clearing Corporation 100 Adelaide Street W 800 Victoria Square 3rd Floor 3rd Floor Toronto, Ontario Montréal, Québec M5H 1S3 H4Z 1A9 Tel. : 416-367-2470 Tel. : 514-871-3545 www.cdcc.ca

CANADIAN DERIVATIVES CLEARING CORPORATION NOTICE TO MEMBERS 2017 INDEX

Subject

Notice-To-Members Number

List of Notice-To-Members

2017-001

Fixed Income Clearing – Eligible Clearing Members and the Associated CUIDs

2017-002

Trading by U.S. Residents

2017-003

Approved Depositories

2017-004

Final Contract Adjustment - Paramount Resources Ltd. (POU) - Spin-Off

2017-005

Final Contract Adjustment – Open Text Corporation (OTC) – Stock Split

2017-006

Name Change – HudBay Minerals Inc.

2017-007

Final Contract Adjustment – Paramount Resources Ltd. (POU) – Spin-Off (Follow-up)

2017-008

Fixed Income Securities Eligible for Trading

2017-009

Final Contract Adjustment – Horizons ETFs – CUSIP and Name Change (Follow-up)

2017-010

Directors and Officers of CDCC

2017-011

Re-Introduction of an Option Class – Paramount Resources Ltd. (POU)

2017-012

Criteria for Eligibility of Securities Underlying Options

2017-013

Fixed Income Securities Eligible for Trading

2017-014

Anticipated Contract Adjustment – Milestone Apartments REIT (MST) – Acquisition Agreement

2017-015

Fixed Income Securities Eligible for Trading

2017-016

Updated Haircuts on Government Securities Deposited as Collateral

2017-017

Final Contract Adjustment – Pan American Silver Corp. (PAA) – Symbol Change

2017-018

Final Contract Adjustment – Open Text Corporation (OTC) – Symbol Change

2017-019

Fixed Income Securities Eligible for Trading

2017-020

Additional Future Contracts on Canadian Shares – “Share Futures”

2017-021

Request for Comments – Amendments to Sections A-102, A-1A09, Rule A-6 and Default Manual, and New Section A-411 and New Rule A-10 of the Canadian Derivatives Clearing Corporation Establishing the Recovery Powers

2017-022

New Equity Classes

2017-023

Fixed Income Securities Eligible for Trading

2017-024

Fixed Income Securities Eligible for Trading

2017-025

Fixed Income Securities Eligible for Trading

2017-026

Self-Certification – Amendments to the Rules of the Canadian Derivatives Clearing Corporation – New Foreign Exchange Rate Fixing

2017-027

Self-Certification - Amendments to the Rules and the Risk Manual of the Canadian Derivatives Clearing Corporation to Reflect the Change of Administrator, Calculation Agent and Publication Agent of CDOR and CORRA Rates and Amendments to the Final Settlement Price of the Three-Month Canadian Bankers’ Acceptance, 30 Day Overnight Repo Rate and Overnight Index Swap Futures Contracts 2017-028 Self-Certification - Amendments to the Operations Manual of the Canadian Derivatives Clearing Corporation to Reduce Support Time on Expiry

2017-029

Fixed Income Clearing – Eligible Clearing Members and the associated CUIDs

2017-030

Self-Certification - Amendments to the Rules, Operations Manual and Risk Manual of the Canadian Derivatives Clearing Corporation

2017-031

Anticipated Contract Adjustment - Labrador Iron Ore Royalty Corp. (LIF) – Special Cash Dividend

2017-032

Fixed Income Securities Eligible for Trading

2017-033

Intra-Commodity (Inter-Month) Spread Charge “Share Futures”

2017-034

Arrangement Agreement – Savanna Energy Services (SVY) – Acquisition Announcement

2017-035

Fixed Income Securities Eligible for Trading

2017-036

Anticipated Contract Adjustment – DH Corporation (DH) – Plan of Arrangement

2017-037

Directors and Officers of CDCC

2017-038

Final Contract Adjustment – Manitoba Telecom Services Inc (MBT) – Plan of Arrangement

2017-039

Concentration Thresholds “Share Futures”

2017-040

Fixed Income Securities Eligible for Trading

2017-041

Final Contract Adjustment – Manitoba Telecom Inc. (MBT) – Plan of Arrangement (Follow-up)

2017-042

Fixed Income Securities Eligible for Trading

2017-043

Final Contract Adjustment – Labrador Iron Ore Royalty Corp. (LIF) – Special Cash Dividend

2017-044

New Equity Option Class

2017-045

Self-Certification - Amendments to Sections A-1A04 and A-401 of the Rules of the Canadian Derivatives Clearing Corporation

2017-046

Self-Certification – Amendments to the Rules, Operations Manual and Risk Manual of CDCC

2017-047

Fixed Income Securities Eligible for Trading

2017-048

Fixed Income Securities Eligible for Trading

2017-049

Fixed Income Securities Eligible for Trading

2017-050

Criteria for Eligibility of Securities Underlying Options

2017-051

Fixed Income Securities Eligible for Trading

2017-052

Fixed Income Securities Eligible for Trading

2017-053

Anticipated Contract Adjustment – Trican Well Service Ltd. (TCW) & Canyon Services Group Inc. (FRC) - Merger

2017-054

Clearing Member Voluntary Withdrawal – UBS Securities Canada Inc.

2017-055

Anticipated Contract Adjustment – Canam Group Inc. (CAM) – Plan of Arrangement

2017-056

Final Contract Adjustment – Milestone Apartments Real Estate Investment Trust (MST.UN) - Acquisition

2017-057

Anticipated Contract Adjustment – waste Connections Inc. – Stock Split

2017-058

Anticipated Contract Adjustment – Pembina Pipeline Corporation (PPL) and Veresen Inc. (VSN) – Plan of Arrangement

2017-059

New Equity Options Classes

2017-060

Fixed Income Securities Eligible for Trading

2017-061

Directors and officers of the Canadian Derivatives Clearing Corporation

2017-062

Fixed Income Securities Eligible for Trading

2017-063

Fixed Income Securities Eligible for Trading

2017-064

Final Contract Adjustment – Silver Wheaton Corp (SLW) – CUSIP, Symbol and Name Change

2017-065

Fixed Income Securities Eligible for Trading

2017-066

Anticipated Contract Adjustment – BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF – Unit Consolidations

2017-067

Final Contract Adjustment – Painted Pony Petroleum Ltd. (PPY) – CUSIP, Symbol and Name Change

2013-068

Anticipated Contract Adjustment – Bellatrix Exploration Ltd. – Share Consolidation

2017-069

Final Contract Adjustment – Silver Wheaton Corp. (SLW) – CUSIP, Symbol and Name Change

2017-070

Final Contract Adjustment – CCL Industries Inc. (CCL) – Stock Split

2017-071

Anticipated Contract Adjustment – BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF (HVU) – Reverse Stock Split

2017-072

Anticipated Contract Adjustment – BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF (HVU) – Reverse Unit Split - (Follow-up)

2017-073

Final Contract Adjustment – Brookfield Asset Management Inc. (BAM and FBM) – Spin-Off

2017-074

Updated Haircuts on Government Securities Deposited as Collateral

2017-075

Fixed Income Securities Eligible for Trading

2017-076

Re-Introduction of an Option Class and Future Contracts – Brookfield Asset Management Inc. (BAM.A)

2017-077

Final Contract Adjustment - Wi-LAN Inc. (WIN) – CUSIP, Symbol and Name Change

2017-078

Final Contract Adjustment – Waste Connections Inc. (WCN) – Stock-Split

2017-079

Fixed Income Securities Eligible for Trading

2017-080

Final Contract Adjustment – Canyon Services Group Inc. (FRC) – Plan of Arrangement (Final)

2017-081

Anticipated Contract Adjustment – Agrium Inc. (AGU) & Potash Corporation of Saskatchewan Inc. (POT) – Merger of Equals - UPDATE

2013-082

Fixed Income Securities Eligible for Trading

2017-083

Name Change – iShares Canadian Short Term Bond Index ETF

2017-084

Final Contract Adjustment – Labrador Iron Ore Royalty Corporation (LIF) – Special Cash Dividend

2017-085

Final Contract Adjustment – DH Corporation (DH) – Plan of Arrangement

2017-086

Final Contract Adjustment – The North west Company Inc. (NWC) – CUSIP Change

2017-087

Final Contract Adjustment – Canadian Energy Services & Technology Corp. (CEU) – CUSIP and Name Change

2017-088

Fixed Income Securities Eligible for Trading

2017-089

Re-Introduction of an Option Class – Waste Connections Inc. (WCN)

2017-090

Fixed Income Clearing – Eligible Clearing Members and the associated CUIDs

2017-091

Trading by U.S. Residents

2017-092

Approved Depositories

2017-093

Fixed Income Securities Eligible for Trading

2017-094

New Equity Option Class

2017-095

Final Contract Adjustment – Spartan Energy Corp. (SPE) – Reverse Stock Split

2017-096

Final Contract Adjustment – Savanna Energy Services Corp. (SVY) - Acquisition

2017-097

Final Contract Adjustment – Spartan Energy Corp. (SPE) – Reverse Stock Split (Follow-up)

2017-098

Re-Introduction of an Option Class – Spartan Energy Corp. (SPE)

2017-099

Fixed Income Securities Eligible for Trading

2017-100

Fixed Income Clearing – Eligible Clearing Members and the associated CUIDs

2017-101

Final Contract Adjustment – Penn West Petroleum Ltd. (PWT) – CUSIP, Symbol and Name Change

2017-102

Final Contract Adjustment – Brookfield Asset Management Inc. (BAM) – Spin-Off (Follow-up)

2017-103

Final Contract Adjustment – Canam Group Inc. (CAM) - Acquisition

2017-104

Final Contract Adjustment – Bellatrix Exploration Ltd. (BXE) – Reverse Stock Split

2017-105

Fixed Income Securities Eligible for Trading

2017-106

Anticipated Contract Adjustment – Trilogy Energy Corp. (TET) & Paramount Resources Ltd. (POU) - Merger

2017-107

Self-Certification – Amendments to Sections A-102, A-1A09, Rule A-6 and Default Manual, and New Section A-411 and New Rule A-10 of the Canadian Derivatives Clearing Corporation

2017-108

Erratum - Self-Certification – Amendments to Sections A-102, A-1A09, Rule A-6 and Default Manual, and New Section A-411 and New Rule A-10 of the Canadian Derivatives Clearing Corporation

2017-109

Criteria for Eligibility of Securities Underlying Options

2017-110

Anticipated Contract Adjustment – Dominion Diamond Corp. (DDC) – Plan of Arrangement

2017-111

Conversion to Trade plus two (T+2) for Settlement

2017-112

Fixed Income Securities Eligible for Trading

2017-113

Directors and Officers of the Canadian Derivatives Clearing Corporation

2017-114

Fixed Income Securities Eligible for Trading

2017-115

Final Contract Adjustment – Amaya Inc. (AYA) – Name, Symbol and CUSIP Change

2017-116

Final Contract Adjustment – Silver Standard Resources Inc. (SSO) – Name, Symbol and CUSIP Change

2017-117

Additional Future Contracts on Canadian Shares – “Share Futures”

2017-118

Self-Certification – Amendments to Rules, Operations Manual and Risk Manual of the Canadian Derivatives Clearing Corporation to move to T+2 Settlement

2017-119

Fixed Income Securities Eligible for Trading

2017-120

List of Fees (Effective as of September 1, 2017

2017-121

Clearing Member Voluntary Withdrawal – Scotia Capital Inc. – CDCC Member #885

2017-122

Fixed Income Securities Eligible for Trading

2017-123

New ETF Options Classes

2017-124

T+2 Exercise and Settlement Schedule

2017-125

Request for Comments – Omnibus Amendments to Rule A and D-6, the Operations, Risk and Default Manuals of the Canadian Derivatives Clearing Corporation Introducing the Limited Clearing Members Category and Establishing Additional Recovery Powers (Recovery Phase 2)

2017-126

New Weekly Equity Options Classes

2017-127

Intra-Commodity (Inter-Month) Spread Charge – “Share Futures”

2017-128

Fixed Income Securities Eligible for Trading

2017-129

Final Contract Adjustment – BMO ETFs (ZEO and ZEB) – Name and CUSIP Change

2017-130

Final Contract Adjustment – Trilogy Energy Corp. (TET) – Merger and Delisting

2017-131

Final Contract Adjustment – Trilogy Energy Corp. (TET) – Merger and Delisting (Follow-up)

2017-132

Fixed Income Securities Eligible for Trading

2017-133

Final Contract Adjustment – Labrador Iron Ore Royalty Corporation (LIF) – Special Cash Dividend

2017-134

Final Contract Adjustment – Labrador Iron Ore Royalty Corporation (LIF) – Special Cash Dividend

2017-135

Final Contract Adjustment – Gluskin Sheff + Associates Inc. (GS) – Special Cash Dividend

2017-136

Modification to the Three-Month Canadian Bankers’ Acceptance Futures (BAX) Contract Margin Methodology – Launch – November 1, 2017

2017-137

Anticipated Conctract Adjustment – Metro Inc. (MRU) & The Jean Coutu Group Inc. (PJC.A) - Acquisition

2017-138

Final Contract Adjustment - Veresen Inc. (VSN) - Acquisition and Delisting

2017-139

Final Contract Adjustment - Veresen Inc. (VSN) - Acquisition and Delisting (Follow-Up)

2017-140

Fixed Income Securities Eligible for Trading

2017-141

Final Contract Adjustment - Macdonald, Dettwiler And Associates Ltd. (MDA) Name, Symbol and CUSIP Change

2017-142

New Equity Option Class

2017-143

Fixed Income Securities Eligible for Trading

2017-144

Name Change - Smart Real Estate Investment Trust

2017-145

Anticipated Contract Adjustment - Aecon Group Inc. (ARE) – Acquistion

2017-146

Criteria for Eligibility of Securities Underlying Options

2017-147

Fixed Income Securities Eligible for Trading

2017-148

Name Change from NBCN INC. to National Bank Financial Inc.

2017-149

Bank Holiday – November 13, 2017

2017-150

Final Contract Adjustment - Dominion Diamond Corporation (DDC) - Acquisition

2017-151

Fixed Income Securities Eligible for Trading

2017-152

Anticipated Contract Adjustment - Quebecor Inc. (QBR.B) - Stock Split

2017-153

2017 – 2018 Holiday Schedule

2017-154

Directors and Officers of the Canadian Derivatives Clearing Corporation

2017-155

Final Contract Adjustment - Quebecor Inc. (QBR) - Stock Split

2017-156

Request For Comments - Amendments to the Rules and Operations Manual of the Canadian Derivatives Clearing Corporation to Accommodate the Extension of the Trading Hours at Bourse De Montreal Inc.

2017-157

Request for comments - Minor changes to the eligibility criteria for membership in the Corporation

2017-158

Fixed Income Securities Eligible for Trading

2017-159

ERRATUM - Notice To Members No. 2017-157 - Request For Comments - Amendments to the Rules and Operations Manual of the Canadian Derivatives Clearing Corporation to Accommodate the Extension of the Trading Hours at Bourse De Montreal Inc.

2017-160

Final Contract Adjustment - Teck Resources Limited (TECK AND FTK) - Special Cash Dividend

2017-161

Fixed Income Securities Eligible for Trading

2017-162

Fixed Income Securities Eligible for Trading

2017-163

Expiry Schedule

2017-164

New Equity and ETF Options Classes

2017-165

Fixed Income Securities Eligible for Trading

2017-166

Fixed Income Securities Eligible for Trading

2017-167

Fixed Income Securities Eligible for Trading

2017-168

Fixed Income Securities Eligible for Trading

2017-169

Final Contract Adjustment - Labrador Iron Ore Royalty Corporation (LIF) - Special Cash Dividend

2017-170

List of Fees (Effective as of January 1, 2018)

2017-171

Fixed Income Securities Eligible for Trading

2017-172

Final Contract Adjustment - Potash Corporation of Saskatchewan Inc. (POT AND FPO) – Merger and Delisting

2017-173

Final Contract Adjustment - AGRIUM INC. (AGU AND FGA) - Merger and Delisting

2017-174