NOTICE TO MEMBERS No. 2018 – 001 January 02, 2018
List of Notice-to-Members - 2017
For your reference, please find attached a list of Canadian Derivatives Clearing Corporation Notice-To-Members issued in 2017.
Glenn Goucher President and Chief Clearing Officer
Canadian Derivatives Clearing Corporation 100 Adelaide Street W 800 Victoria Square 3rd Floor 3rd Floor Toronto, Ontario Montréal, Québec M5H 1S3 H4Z 1A9 Tel. : 416-367-2470 Tel. : 514-871-3545 www.cdcc.ca
CANADIAN DERIVATIVES CLEARING CORPORATION NOTICE TO MEMBERS 2017 INDEX
Subject
Notice-To-Members Number
List of Notice-To-Members
2017-001
Fixed Income Clearing – Eligible Clearing Members and the Associated CUIDs
2017-002
Trading by U.S. Residents
2017-003
Approved Depositories
2017-004
Final Contract Adjustment - Paramount Resources Ltd. (POU) - Spin-Off
2017-005
Final Contract Adjustment – Open Text Corporation (OTC) – Stock Split
2017-006
Name Change – HudBay Minerals Inc.
2017-007
Final Contract Adjustment – Paramount Resources Ltd. (POU) – Spin-Off (Follow-up)
2017-008
Fixed Income Securities Eligible for Trading
2017-009
Final Contract Adjustment – Horizons ETFs – CUSIP and Name Change (Follow-up)
2017-010
Directors and Officers of CDCC
2017-011
Re-Introduction of an Option Class – Paramount Resources Ltd. (POU)
2017-012
Criteria for Eligibility of Securities Underlying Options
2017-013
Fixed Income Securities Eligible for Trading
2017-014
Anticipated Contract Adjustment – Milestone Apartments REIT (MST) – Acquisition Agreement
2017-015
Fixed Income Securities Eligible for Trading
2017-016
Updated Haircuts on Government Securities Deposited as Collateral
2017-017
Final Contract Adjustment – Pan American Silver Corp. (PAA) – Symbol Change
2017-018
Final Contract Adjustment – Open Text Corporation (OTC) – Symbol Change
2017-019
Fixed Income Securities Eligible for Trading
2017-020
Additional Future Contracts on Canadian Shares – “Share Futures”
2017-021
Request for Comments – Amendments to Sections A-102, A-1A09, Rule A-6 and Default Manual, and New Section A-411 and New Rule A-10 of the Canadian Derivatives Clearing Corporation Establishing the Recovery Powers
2017-022
New Equity Classes
2017-023
Fixed Income Securities Eligible for Trading
2017-024
Fixed Income Securities Eligible for Trading
2017-025
Fixed Income Securities Eligible for Trading
2017-026
Self-Certification – Amendments to the Rules of the Canadian Derivatives Clearing Corporation – New Foreign Exchange Rate Fixing
2017-027
Self-Certification - Amendments to the Rules and the Risk Manual of the Canadian Derivatives Clearing Corporation to Reflect the Change of Administrator, Calculation Agent and Publication Agent of CDOR and CORRA Rates and Amendments to the Final Settlement Price of the Three-Month Canadian Bankers’ Acceptance, 30 Day Overnight Repo Rate and Overnight Index Swap Futures Contracts 2017-028 Self-Certification - Amendments to the Operations Manual of the Canadian Derivatives Clearing Corporation to Reduce Support Time on Expiry
2017-029
Fixed Income Clearing – Eligible Clearing Members and the associated CUIDs
2017-030
Self-Certification - Amendments to the Rules, Operations Manual and Risk Manual of the Canadian Derivatives Clearing Corporation
2017-031
Anticipated Contract Adjustment - Labrador Iron Ore Royalty Corp. (LIF) – Special Cash Dividend
2017-032
Fixed Income Securities Eligible for Trading
2017-033
Intra-Commodity (Inter-Month) Spread Charge “Share Futures”
2017-034
Arrangement Agreement – Savanna Energy Services (SVY) – Acquisition Announcement
2017-035
Fixed Income Securities Eligible for Trading
2017-036
Anticipated Contract Adjustment – DH Corporation (DH) – Plan of Arrangement
2017-037
Directors and Officers of CDCC
2017-038
Final Contract Adjustment – Manitoba Telecom Services Inc (MBT) – Plan of Arrangement
2017-039
Concentration Thresholds “Share Futures”
2017-040
Fixed Income Securities Eligible for Trading
2017-041
Final Contract Adjustment – Manitoba Telecom Inc. (MBT) – Plan of Arrangement (Follow-up)
2017-042
Fixed Income Securities Eligible for Trading
2017-043
Final Contract Adjustment – Labrador Iron Ore Royalty Corp. (LIF) – Special Cash Dividend
2017-044
New Equity Option Class
2017-045
Self-Certification - Amendments to Sections A-1A04 and A-401 of the Rules of the Canadian Derivatives Clearing Corporation
2017-046
Self-Certification – Amendments to the Rules, Operations Manual and Risk Manual of CDCC
2017-047
Fixed Income Securities Eligible for Trading
2017-048
Fixed Income Securities Eligible for Trading
2017-049
Fixed Income Securities Eligible for Trading
2017-050
Criteria for Eligibility of Securities Underlying Options
2017-051
Fixed Income Securities Eligible for Trading
2017-052
Fixed Income Securities Eligible for Trading
2017-053
Anticipated Contract Adjustment – Trican Well Service Ltd. (TCW) & Canyon Services Group Inc. (FRC) - Merger
2017-054
Clearing Member Voluntary Withdrawal – UBS Securities Canada Inc.
2017-055
Anticipated Contract Adjustment – Canam Group Inc. (CAM) – Plan of Arrangement
2017-056
Final Contract Adjustment – Milestone Apartments Real Estate Investment Trust (MST.UN) - Acquisition
2017-057
Anticipated Contract Adjustment – waste Connections Inc. – Stock Split
2017-058
Anticipated Contract Adjustment – Pembina Pipeline Corporation (PPL) and Veresen Inc. (VSN) – Plan of Arrangement
2017-059
New Equity Options Classes
2017-060
Fixed Income Securities Eligible for Trading
2017-061
Directors and officers of the Canadian Derivatives Clearing Corporation
2017-062
Fixed Income Securities Eligible for Trading
2017-063
Fixed Income Securities Eligible for Trading
2017-064
Final Contract Adjustment – Silver Wheaton Corp (SLW) – CUSIP, Symbol and Name Change
2017-065
Fixed Income Securities Eligible for Trading
2017-066
Anticipated Contract Adjustment – BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF – Unit Consolidations
2017-067
Final Contract Adjustment – Painted Pony Petroleum Ltd. (PPY) – CUSIP, Symbol and Name Change
2013-068
Anticipated Contract Adjustment – Bellatrix Exploration Ltd. – Share Consolidation
2017-069
Final Contract Adjustment – Silver Wheaton Corp. (SLW) – CUSIP, Symbol and Name Change
2017-070
Final Contract Adjustment – CCL Industries Inc. (CCL) – Stock Split
2017-071
Anticipated Contract Adjustment – BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF (HVU) – Reverse Stock Split
2017-072
Anticipated Contract Adjustment – BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF (HVU) – Reverse Unit Split - (Follow-up)
2017-073
Final Contract Adjustment – Brookfield Asset Management Inc. (BAM and FBM) – Spin-Off
2017-074
Updated Haircuts on Government Securities Deposited as Collateral
2017-075
Fixed Income Securities Eligible for Trading
2017-076
Re-Introduction of an Option Class and Future Contracts – Brookfield Asset Management Inc. (BAM.A)
2017-077
Final Contract Adjustment - Wi-LAN Inc. (WIN) – CUSIP, Symbol and Name Change
2017-078
Final Contract Adjustment – Waste Connections Inc. (WCN) – Stock-Split
2017-079
Fixed Income Securities Eligible for Trading
2017-080
Final Contract Adjustment – Canyon Services Group Inc. (FRC) – Plan of Arrangement (Final)
2017-081
Anticipated Contract Adjustment – Agrium Inc. (AGU) & Potash Corporation of Saskatchewan Inc. (POT) – Merger of Equals - UPDATE
2013-082
Fixed Income Securities Eligible for Trading
2017-083
Name Change – iShares Canadian Short Term Bond Index ETF
2017-084
Final Contract Adjustment – Labrador Iron Ore Royalty Corporation (LIF) – Special Cash Dividend
2017-085
Final Contract Adjustment – DH Corporation (DH) – Plan of Arrangement
2017-086
Final Contract Adjustment – The North west Company Inc. (NWC) – CUSIP Change
2017-087
Final Contract Adjustment – Canadian Energy Services & Technology Corp. (CEU) – CUSIP and Name Change
2017-088
Fixed Income Securities Eligible for Trading
2017-089
Re-Introduction of an Option Class – Waste Connections Inc. (WCN)
2017-090
Fixed Income Clearing – Eligible Clearing Members and the associated CUIDs
2017-091
Trading by U.S. Residents
2017-092
Approved Depositories
2017-093
Fixed Income Securities Eligible for Trading
2017-094
New Equity Option Class
2017-095
Final Contract Adjustment – Spartan Energy Corp. (SPE) – Reverse Stock Split
2017-096
Final Contract Adjustment – Savanna Energy Services Corp. (SVY) - Acquisition
2017-097
Final Contract Adjustment – Spartan Energy Corp. (SPE) – Reverse Stock Split (Follow-up)
2017-098
Re-Introduction of an Option Class – Spartan Energy Corp. (SPE)
2017-099
Fixed Income Securities Eligible for Trading
2017-100
Fixed Income Clearing – Eligible Clearing Members and the associated CUIDs
2017-101
Final Contract Adjustment – Penn West Petroleum Ltd. (PWT) – CUSIP, Symbol and Name Change
2017-102
Final Contract Adjustment – Brookfield Asset Management Inc. (BAM) – Spin-Off (Follow-up)
2017-103
Final Contract Adjustment – Canam Group Inc. (CAM) - Acquisition
2017-104
Final Contract Adjustment – Bellatrix Exploration Ltd. (BXE) – Reverse Stock Split
2017-105
Fixed Income Securities Eligible for Trading
2017-106
Anticipated Contract Adjustment – Trilogy Energy Corp. (TET) & Paramount Resources Ltd. (POU) - Merger
2017-107
Self-Certification – Amendments to Sections A-102, A-1A09, Rule A-6 and Default Manual, and New Section A-411 and New Rule A-10 of the Canadian Derivatives Clearing Corporation
2017-108
Erratum - Self-Certification – Amendments to Sections A-102, A-1A09, Rule A-6 and Default Manual, and New Section A-411 and New Rule A-10 of the Canadian Derivatives Clearing Corporation
2017-109
Criteria for Eligibility of Securities Underlying Options
2017-110
Anticipated Contract Adjustment – Dominion Diamond Corp. (DDC) – Plan of Arrangement
2017-111
Conversion to Trade plus two (T+2) for Settlement
2017-112
Fixed Income Securities Eligible for Trading
2017-113
Directors and Officers of the Canadian Derivatives Clearing Corporation
2017-114
Fixed Income Securities Eligible for Trading
2017-115
Final Contract Adjustment – Amaya Inc. (AYA) – Name, Symbol and CUSIP Change
2017-116
Final Contract Adjustment – Silver Standard Resources Inc. (SSO) – Name, Symbol and CUSIP Change
2017-117
Additional Future Contracts on Canadian Shares – “Share Futures”
2017-118
Self-Certification – Amendments to Rules, Operations Manual and Risk Manual of the Canadian Derivatives Clearing Corporation to move to T+2 Settlement
2017-119
Fixed Income Securities Eligible for Trading
2017-120
List of Fees (Effective as of September 1, 2017
2017-121
Clearing Member Voluntary Withdrawal – Scotia Capital Inc. – CDCC Member #885
2017-122
Fixed Income Securities Eligible for Trading
2017-123
New ETF Options Classes
2017-124
T+2 Exercise and Settlement Schedule
2017-125
Request for Comments – Omnibus Amendments to Rule A and D-6, the Operations, Risk and Default Manuals of the Canadian Derivatives Clearing Corporation Introducing the Limited Clearing Members Category and Establishing Additional Recovery Powers (Recovery Phase 2)
2017-126
New Weekly Equity Options Classes
2017-127
Intra-Commodity (Inter-Month) Spread Charge – “Share Futures”
2017-128
Fixed Income Securities Eligible for Trading
2017-129
Final Contract Adjustment – BMO ETFs (ZEO and ZEB) – Name and CUSIP Change
2017-130
Final Contract Adjustment – Trilogy Energy Corp. (TET) – Merger and Delisting
2017-131
Final Contract Adjustment – Trilogy Energy Corp. (TET) – Merger and Delisting (Follow-up)
2017-132
Fixed Income Securities Eligible for Trading
2017-133
Final Contract Adjustment – Labrador Iron Ore Royalty Corporation (LIF) – Special Cash Dividend
2017-134
Final Contract Adjustment – Labrador Iron Ore Royalty Corporation (LIF) – Special Cash Dividend
2017-135
Final Contract Adjustment – Gluskin Sheff + Associates Inc. (GS) – Special Cash Dividend
2017-136
Modification to the Three-Month Canadian Bankers’ Acceptance Futures (BAX) Contract Margin Methodology – Launch – November 1, 2017
2017-137
Anticipated Conctract Adjustment – Metro Inc. (MRU) & The Jean Coutu Group Inc. (PJC.A) - Acquisition
2017-138
Final Contract Adjustment - Veresen Inc. (VSN) - Acquisition and Delisting
2017-139
Final Contract Adjustment - Veresen Inc. (VSN) - Acquisition and Delisting (Follow-Up)
2017-140
Fixed Income Securities Eligible for Trading
2017-141
Final Contract Adjustment - Macdonald, Dettwiler And Associates Ltd. (MDA) Name, Symbol and CUSIP Change
2017-142
New Equity Option Class
2017-143
Fixed Income Securities Eligible for Trading
2017-144
Name Change - Smart Real Estate Investment Trust
2017-145
Anticipated Contract Adjustment - Aecon Group Inc. (ARE) – Acquistion
2017-146
Criteria for Eligibility of Securities Underlying Options
2017-147
Fixed Income Securities Eligible for Trading
2017-148
Name Change from NBCN INC. to National Bank Financial Inc.
2017-149
Bank Holiday – November 13, 2017
2017-150
Final Contract Adjustment - Dominion Diamond Corporation (DDC) - Acquisition
2017-151
Fixed Income Securities Eligible for Trading
2017-152
Anticipated Contract Adjustment - Quebecor Inc. (QBR.B) - Stock Split
2017-153
2017 – 2018 Holiday Schedule
2017-154
Directors and Officers of the Canadian Derivatives Clearing Corporation
2017-155
Final Contract Adjustment - Quebecor Inc. (QBR) - Stock Split
2017-156
Request For Comments - Amendments to the Rules and Operations Manual of the Canadian Derivatives Clearing Corporation to Accommodate the Extension of the Trading Hours at Bourse De Montreal Inc.
2017-157
Request for comments - Minor changes to the eligibility criteria for membership in the Corporation
2017-158
Fixed Income Securities Eligible for Trading
2017-159
ERRATUM - Notice To Members No. 2017-157 - Request For Comments - Amendments to the Rules and Operations Manual of the Canadian Derivatives Clearing Corporation to Accommodate the Extension of the Trading Hours at Bourse De Montreal Inc.
2017-160
Final Contract Adjustment - Teck Resources Limited (TECK AND FTK) - Special Cash Dividend
2017-161
Fixed Income Securities Eligible for Trading
2017-162
Fixed Income Securities Eligible for Trading
2017-163
Expiry Schedule
2017-164
New Equity and ETF Options Classes
2017-165
Fixed Income Securities Eligible for Trading
2017-166
Fixed Income Securities Eligible for Trading
2017-167
Fixed Income Securities Eligible for Trading
2017-168
Fixed Income Securities Eligible for Trading
2017-169
Final Contract Adjustment - Labrador Iron Ore Royalty Corporation (LIF) - Special Cash Dividend
2017-170
List of Fees (Effective as of January 1, 2018)
2017-171
Fixed Income Securities Eligible for Trading
2017-172
Final Contract Adjustment - Potash Corporation of Saskatchewan Inc. (POT AND FPO) – Merger and Delisting
2017-173
Final Contract Adjustment - AGRIUM INC. (AGU AND FGA) - Merger and Delisting
2017-174
