Republic of the Philippines - Philippine Commission on Women

THE MAGNA CARTA OF PUBLIC HEALTH WORKERS. Be it enacted by the ... Congress assembled: SECTION 1. Title. ² This Act shall be known as the ³Magna Carta...

2 downloads 584 Views 64KB Size
5HSXEOLFRIWKH3KLOLSSLQHV &RQJUHVVRIWKH3KLOLSSLQHV 0HWUR0DQLOD  6HFRQG5HJXODU6HVVLRQ

%HJXQDQGKHOGLQ0HWUR0DQLODRQ0RQGD\WKHWZHQW\VL[WKGD\RI-XO\QLQHWHHQ KXQGUHGDQGQLQHW\WKUHH  >5(38%/,&$&712@

 

7+(0$*1$&$57$2)38%/,&+($/7+:25.(56 %HLWHQDFWHGE\WKH6HQDWHDQG+RXVHRI5HSUHVHQWDWLYHVRIWKH3KLOLSSLQHVLQ &RQJUHVVDVVHPEOHG

6(&7,21 7LWOH ² 7KLV $FW VKDOO EH NQRZQ DV WKH ³0DJQD &DUWD RI 3XEOLF +HDOWK:RUNHUV´  6(&    'HFODUDWLRQ RI 3ROLF\ DQG 2EMHFWLYH ²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² )RUSXUSRVHVRIWKLV$FW³KHDOWKZRUNHUV´VKDOOPHDQDOO SHUVRQVZKRDUHHQJDJHGLQKHDOWKDQGKHDOWKUHODWHGZRUNDQGDOOSHUVRQVHPSOR\HGLQ DOO KRVSLWDOV VDQLWDULD KHDOWK LQILUPDULHV KHDOWK FHQWHUV UXUDO KHDOWK XQLWV EDUDQJD\ KHDOWKVWDWLRQVFOLQLFVDQGRWKHUKHDOWKUHODWHGHVWDEOLVKPHQWVRZQHGDQGRSHUDWHGE\WKH *RYHUQPHQWRULWVSROLWLFDOVXEGLYLVLRQVZLWKRULJLQDOFKDUWHUVDQGVKDOOLQFOXGHPHGLFDO DOOLHG KHDOWK SURIHVVLRQDO DGPLQLVWUDWLYH DQG VXSSRUW SHUVRQQHO HPSOR\HG UHJDUGOHVV RI WKHLUHPSOR\PHQWVWDWXV  6(& 5HFUXLWPHQW DQG 4XDOLILFDWLRQ ² 5HFUXLWPHQW SROLF\ DQG PLQLPXP UHTXLUHPHQWV ZLWK UHVSHFW WR WKH VHOHFWLRQ DQG DSSRLQWPHQW RI D SXEOLF ZRUNHU VKDOO EH GHYHORSHG DQG LPSOHPHQWHG E\ WKH DSSURSULDWH JRYHUQPHQW DJHQFLHV FRQFHUQHG LQ DFFRUGDQFHZLWKSROLFLHVDQGVWDQGDUGVRIWKH&LYLO6HUYLFH&RPPLVVLRQ3URYLGHG 7KDW

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²7KH 6HFUHWDU\ RI +HDOWK XSRQ FRQVXOWDWLRQ ZLWK WKH SURSHU JRYHUQPHQW DJHQF\ FRQFHUQHG DQG WKH 0DQDJHPHQW+HDOWK:RUNHUV¶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²

D DWUDQVIHULVDPRYHPHQWIURPRQHSRVLWLRQWRDQRWKHUZKLFKLVRIHTXLYDOHQW UDQNOHYHORUVDODU\ZLWKRXWEUHDNLQVHUYLFH  E  D JHRJUDSKLFDO UHDVVLJQPHQW KHUHLQDIWHU UHIHUUHG WR DV ³UHDVVLJQPHQW´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² :KHQHYHU SRVVLEOH WKH SURSHU DXWKRULWLHV VKDOO WDNH VWHSV WR HQDEOH PDUULHG FRXSOHV ERWK RI ZKRP DUH SXEOLF KHDOWK ZRUNHUVWREHHPSOR\HGRUDVVLJQHGLQWKHVDPHPXQLFLSDOLW\EXWQRWLQWKHVDPHRIILFH 5HSXEOLF$FW1R



SDJH

 6(& 6HFXULW\ RI 7HQXUH ² ,Q FDVH RI UHJXODU HPSOR\PHQW RI SXEOLF KHDOWK ZRUNHUVWKHLUVHUYLFHVVKDOOQRWEHWHUPLQDWHGH[FHSWIRUFDXVHSURYLGHGE\ODZDQGDIWHU GXH SURFHVV  3URYLGHG 7KDW LI D SXEOLF KHDOWK ZRUNHU LV IRXQG E\ WKH &LYLO 6HUYLFH &RPPLVVLRQWREHXQMXVWO\GLVPLVVHGIURPZRUNKHVKHVKDOOEHHQWLWOHGWRUHLQVWDWHPHQW ZLWKRXW ORVV RI VHQLRULW\ ULJKWV DQG WR KLVKHU EDFN ZDJHV ZLWK WZHOYH SHUFHQW   LQWHUHVWFRPSXWHGIURPWKHWLPHKLVKHUFRPSHQVDWLRQZDVZLWKKHOGIURPKLPKHUXSWR WKHWLPHRIUHLQVWDWHPHQW  6(& 'LVFULPLQDWLRQ 3URKLELWHG ² $ SXEOLF ZRUNHU VKDOO QRW EH GLVFULPLQDWHG DJDLQVW ZLWK UHJDUG WR JHQGHU FLYLO VWDWXV FUHHG UHOLJLRXV RU SROLWLFDO EHOLHIVDQGHWKQLFJURXSLQJVLQWKHH[HUFLVHRIKLVKHUSURIHVVLRQ  6(&1R 8QGHUVWDIILQJ2YHUORDGLQJ RI +HDOWK 6WDII ²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² $GPLQLVWUDWLYH FKDUJHV DJDLQVW D SXEOLF KHDOWKZRUNHUVKDOOEHKHDUGE\DFRPPLWWHHFRPSRVHGRIWKHSURYLQFLDOKHDOWKRIILFHURI WKHSURYLQFHZKHUHWKHSXEOLFKHDOWKZRUNHUEHORQJVDVFKDLUSHUVRQDUHSUHVHQWDWLYHRI DQ\ H[LVWLQJQDWLRQDORUSURYLQFLDOSXEOLFKHDOWKZRUNHUV¶RUJDQL]DWLRQRULQLWVDEVHQFH LWVORFDOFRXQWHUSDUWDQGDVXSHUYLVRURIWKHGLVWULFWWKHODVWWZR  WREHGHVLJQDWHGE\ WKH SURYLQFLDOKHDOWKRIILFHUPHQWLRQHGDERYH7KHFRPPLWWHHVKDOOVXEPLWLWVILQGLQJV DQG UHFRPPHQGDWLRQV WR WKH 6HFUHWDU\ RI +HDOWK ZLWKLQ WKLUW\   GD\V IURP WKH WHUPLQDWLRQRIWKHKHDULQJV:KHUHWKHSURYLQFLDOKHDOWKRIILFHULVDQLQWHUHVWHGSDUW\DOO WKHPHPEHUVRIWKHFRPPLWWHHVKDOOEHDSSRLQWHGE\WKH6HFUHWDU\RI+HDOWK  6(&6DIHJXDUGV LQ 'LVFLSOLQDU\ 3URFHGXUHV²,Q HYHU\ GLVFLSOLQDU\ SURFHHGLQJWKHSXEOLFKHDOWKZRUNHUVKDOOKDYH  D WKHULJKWWREHLQIRUPHGLQZULWLQJRIWKHFKDUJHV  E WKHULJKWWRIXOODFFHVVWRWKHHYLGHQFHLQWKHFDVH 

5HSXEOLF$FW1R



SDJH

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² 7KHSXEOLFKHDOWKZRUNHUVKDOO  D GLVFKDUJHKLVKHUGXW\KXPDQHO\ZLWKFRQVFLHQFHDQGGLJQLW\  E SHUIRUPKLVKHUGXW\ZLWKXWPRVWUHVSHFWIRUOLIHDQG  F  H[HUFLVH KLVKHU IXQFWLRQV ZLWKRXW FRQVLGHUDWLRQ WR UDFH JHQGHU UHOLJLRQ QDWLRQDOLW\SDUW\SROLWLFVVRFLDOVWDQGLQJRUFDSDFLW\WRSD\  6(&&RGH RI &RQGXFW ² :LWKLQ VL[   PRQWKV IURP WKH DSSURYDO RI WKLV $FW WKH 6HFUHWDU\ RI +HDOWK XSRQ FRQVXOWDWLRQ ZLWK RWKHU DSSURSULDWH DJHQFLHV SURIHVVLRQDO DQG KHDOWK ZRUNHU¶V RUJDQL]DWLRQV VKDOO IRUPXODWH DQG SUHSDUH D &RGH RI &RQGXFWIRU3XEOLF+HDOWK:RUNHUVZKLFKVKDOOEHGLVVHPLQDWHGDVZLGHO\DVSRVVLEOH  6(&1RUPDO +RXUV RI :RUN ² 7KH QRUPDO KRXUV RI ZRUN RI DQ\ SXEOLF KHDOWKZRUNHUVKDOOQRWH[FHHGHLJKW  KRXUVDGD\RUIRUW\  KRXUVDZHHN  +RXUVZRUNHGVKDOOLQFOXGHD DOOWKHWLPHGXULQJZKLFKDSXEOLFKHDOWKZRUNHULV UHTXLUHGWREHRQDFWLYHGXW\RUWREHDWDSUHVFULEHGZRUNSODFHDQGE DOOWKHWLPHGXULQJ ZKLFKDSXEOLFKHDOWKZRUNHULVVXIIHUHGRUSHUPLWWHGWRZRUN3URYLGHG 7KDW WKHWLPH ZKHQ D SXEOLF KHDOWK ZRUNHU LV SODFHG RQ ³2Q &DOO´ VWDWXV VKDOO QRW EH FRQVLGHUHG DV KRXUVZRUNHGEXWVKDOOHQWLWOHWKHSXEOLFKHDOWKZRUNHUWRDQ³2Q&DOO´SD\HTXLYDOHQWWR ILIW\SHUFHQW  RIKLVKHUUHJXODUZDJH³2Q&DOO´VWDWXVUHIHUVWRDFRQGLWLRQZKHQ SXEOLF KHDOWK ZRUNHUV DUH FDOOHG XSRQ WR UHVSRQG WR XUJHQW RU LPPHGLDWH QHHG IRU KHDOWKPHGLFDO DVVLVWDQFH RU UHOLHI ZRUN GXULQJ HPHUJHQFLHV VXFK WKDW KHVKH FDQQRW GHYRWHWKHWLPHIRUKLVKHURZQXVH  6(&2YHUWLPH:RUN ² :KHUHWKHH[LJHQFLHVRIWKHVHUYLFHVRUHTXLUHDQ\ SXEOLFKHDOWKZRUNHUPD\EHUHTXLUHGWRUHQGHUVHUYLFHEH\RQGWKHQRUPDOHLJKW  KRXUV D GD\ ,Q VXFKDFDVHWKHZRUNHUVVKDOOEHSDLGDQDGGLWLRQDOFRPSHQVDWLRQLQDFFRUGDQFH ZLWKH[LVWLQJODZVDQGSUHYDLOLQJSUDFWLFHV  5HSXEOLF$FW1R



SDJH

 6(&:RUN'XULQJ5HVW'D\ ² D :KHUHDSXEOLFKHDOWKZRUNHULVPDGHWR ZRUN RQ KLVKHU VFKHGXOHG UHVW GD\ KHVKH VKDOO EH SDLG DQ DGGLWLRQDO FRPSHQVDWLRQ LQ DFFRUGDQFHZLWKH[LVWLQJODZV  E  :KHUH D SXEOLF KHDOWK ZRUNHULVPDGHWRZRUNRQDQ\VSHFLDOKROLGD\KHVKH VKDOOEHSDLGDQDGGLWLRQDOFRPSHQVDWLRQLQDFFRUGDQFHZLWKH[LVWLQJODZV:KHUHVXFK KROLGD\ ZRUN IDOOV RQ WKH ZRUNHU¶V VFKHGXOHG UHVW GD\ KHVKH VKDOO EH HQWLWOHG WR DQ DGGLWLRQDOFRPSHQVDWLRQDVPD\EHSURYLGHGE\H[LVWLQJODZV  6(&1LJKW6KLIW'LIIHUHQWLDO² D (YHU\SXEOLFKHDOWKZRUNHUVKDOOEHSDLG QLJKWVKLIWGLIIHUHQWLDORIWHQSHUFHQW  RIKLVKHUUHJXODUZDJHIRUHDFKKRXURIZRUN SHUIRUPHGGXULQJWKHQLJKWVKLIWVFXVWRPDULO\DGRSWHGE\KRVSLWDOV  E  (YHU\ KHDOWK ZRUNHU UHTXLUHG WR ZRUN RQ WKH SHULRG FRYHUHG DIWHU KLVKHU UHJXODU VFKHGXOH VKDOO EH HQWLWOHG WR KLVKHU UHJXODU ZDJH SOXV WKH UHJXODU RYHUWLPH UDWH DQG DQ DGGLWLRQDO DPRXQW RI WHQ SHUFHQW   RI VXFK RYHUWLPH UDWH IRU HDFK KRXU RI ZRUN SHUIRUPHG EHWZHHQ WHQ   R¶FORFN LQ WKH HYHQLQJ WR VL[   R¶FORFN LQ WKH PRUQLQJ  6(&  6DODULHV ² ,Q WKH GHWHUPLQDWLRQ RI WKH VDODU\ VFDOH RI SXEOLF KHDOWK ZRUNHUV WKH SURYLVLRQV RI 5HSXEOLF $FW 1R  VKDOO JRYHUQ H[FHSW WKDW WKH EHQFKPDUNIRU5XUDO+HDOWK3K\VLFLDQVVKDOOEHXSJUDGHGWR*UDGH  D  6DODU\ 6FDOH ² 6DODU\ VFDOHV RI SXEOLF KHDOWK ZRUNHUV VKDOO EH SURYLGHG SURJUHVVLRQ  3URYLGHG 7KDW WKH SURJUHVVLRQ IURP WKH PLQLPXP WR PD[LPXP RI WKH VDODU\VFDOHVKDOOQRWH[WHQGRYHUDSHULRGRIWHQ  \HDUV3URYLGHGIXUWKHU 7KDW WKH HIILFLHQF\UDWLQJRIWKHSXEOLFKHDOWKZRUNHUFRQFHUQHGLVDWOHDVWVDWLVIDFWRU\  E (TXDOLW\LQ6DODU\6FDOH²7KHVDODU\VFDOHVRISXEOLFKHDOWKZRUNHUVZKRVH VDODULHVDUHDSSURSULDWHGE\DFLW\PXQLFLSDOLW\GLVWULFWRUSURYLQFLDOJRYHUQPHQWVKDOO QRW EH OHVV WKDQ WKRVH SURYLGHG IRU SXEOLF KHDOWK ZRUNHUV RI WKH 1DWLRQDO *RYHUQPHQW 3URYLGHG 7KDW WKH1DWLRQDO*RYHUQPHQWVKDOOVXEVLGL]HWKHDPRXQWQHFHVVDU\WRSD\WKH GLIIHUHQFH EHWZHHQ WKDW UHFHLYHG E\ QDWLRQDOO\SDLG DQG ORFDOO\SDLG KHDOWK ZRUNHUV RI HTXLYDOHQWSRVLWLRQV  F 6DODULHVWREH3DLGLQ/HJDO7HQGHU²6DODULHVRISXEOLFKHDOWKZRUNHUVVKDOO EHSDLGLQOHJDOWHQGHURIWKH3KLOLSSLQHVRUWKHHTXLYDOHQWLQFKHFNVRUWUHDVXU\ZDUUDQWV 3URYLGHGKRZHYHU 7KDWVXFKFKHFNVRUWUHDVXU\ZDUUDQWVVKDOOEHFRQYHUWLEOHWRFDVKLQ DQ\ QDWLRQDO SURYLQFLDO FLW\ RU PXQLFLSDO WUHDVXUHUV¶ RIILFH RU DQ\ EDQNLQJ LQVWLWXWLRQ RSHUDWLQJXQGHUWKHODZVRIWKH5HSXEOLFRIWKH3KLOLSSLQHV  G  'HGXFWLRQV 3URKLELWHG ² 1R SHUVRQ VKDOO PDNH DQ\ GHGXFWLRQ ZKDWVRHYHU IURP WKH VDODULHV RI SXEOLF KHDOWK ZRUNHUV H[FHSW XQGHU VSHFLILF SURYLVLRQ RI ODZ DXWKRUL]LQJVXFKGHGXFWLRQV3URYLGHGKRZHYHU7KDW XSRQ ZULWWHQDXWKRULW\H[HFXWHGE\ 

5HSXEOLF$FW1R



SDJH

WKH SXEOLF KHDOWK ZRUNHU FRQFHUQHG D  ODZIXO GXHV RU IHHV RZLQJ WR DQ\ RUJDQL]DWLRQDVVRFLDWLRQZKHUHVXFKSXEOLFKHDOWKZRUNHULVDQRIILFHURUPHPEHUDQGE  SUHPLXPV SURSHUO\ GXH DOO LQVXUDQFH SROLFLHV UHWLUHPHQW DQG PHGLFDUH VKDOO EH FRQVLGHUHGGHGXFWLEOH  6(&  $GGLWLRQDO &RPSHQVDWLRQ ² 1RWZLWKVWDQGLQJ 6HFWLRQ  RI 5HSXEOLF $FW 1R  SXEOLF KHDOWK ZRUNHUV VKDOO UHFHLYH WKH IROORZLQJ DOORZDQFHV KD]DUG DOORZDQFH VXEVLVWHQFH DOORZDQFH ORQJHYLW\ SD\ ODXQGU\ DOORZDQFH DQG UHPRWH DVVLJQPHQWDOORZDQFH  6(&+D]DUG $OORZDQFH ²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² 3XEOLF KHDOWK ZRUNHUV ZKR DUH UHTXLUHG WR UHQGHUVHUYLFHZLWKLQWKHSUHPLVHVRIKRVSLWDOVVDQLWDULDKHDOWKLQILUPDULHVPDLQKHDOWK FHQWHUVUXUDOKHDOWKXQLWVDQGEDUDQJD\KHDOWKVWDWLRQVRUFOLQLFVDQGRWKHUKHDOWKUHODWHG HVWDEOLVKPHQWV LQ RUGHU WR PDNH WKHLU VHUYLFHV DYDLODEOH DW DQ\ DQG DOO WLPHV VKDOO EH HQWLWOHG WR IXOO VXEVLVWHQFH DOORZDQFH RI WKUHH   PHDOV ZKLFK PD\ EH FRPSXWHG LQ DFFRUGDQFH ZLWK SUHYDLOLQJ FLUFXPVWDQFHV DV GHWHUPLQHG E\ WKH 6HFUHWDU\ RI +HDOWK LQ FRQVXOWDWLRQ ZLWK WKH 0DQDJHPHQW+HDOWK :RUNHUV¶ &RQVXOWDWLYH &RXQFLOV DV HVWDEOLVKHG XQGHU 6HFWLRQ  RI WKLV $FW 3URYLGHG 7KDW UHSUHVHQWDWLRQ DQG WUDYHO DOORZDQFHVKDOOEHJLYHQWRUXUDOKHDOWKSK\VLFLDQVDVHQMR\HGE\PXQLFLSDODJULFXOWXULVWV PXQLFLSDOSODQQLQJDQGGHYHORSPHQWRIILFHUVDQGEXGJHWRIILFHUV  6(&/RQJHYLW\ 3D\ ² $ PRQWKO\ ORQJHYLW\ SD\ HTXLYDOHQW WR ILYH SHUFHQW  RIWKHPRQWKO\EDVLFSD\VKDOOEHSDLGWRDKHDOWKZRUNHUIRUHYHU\ILYH  \HDUVRI FRQWLQXRXVHIILFLHQWDQGPHULWRULRXVVHUYLFHVUHQGHUHGDVFHUWLILHGE\WKHFKLHIRIRIILFH FRQFHUQHGFRPPHQFLQJZLWKWKHVHUYLFHDIWHUWKHDSSURYDORIWKLV$FW  6(&  /DXQGU\ $OORZDQFH ² $OO SXEOLF KHDOWK ZRUNHUV ZKR DUH UHTXLUHG WR ZHDUXQLIRUPVUHJXODUO\VKDOOEHHQWLWOHGWRODXQGU\DOORZDQFHHTXLYDOHQWWR2QHKXQGUHG WZHQW\ILYH SHVRV 3  SHU PRQWK 3URYLGHG 7KDW WKLV UDWH VKDOO EH UHYLHZHG SHULRGLFDOO\DQGLQFUHDVHGDFFRUGLQJO\E\WKH6HFUHWDU\RI+HDOWKLQFRQVXOWDWLRQZLWKWKH DSSURSULDWH JRYHUQPHQW DJHQFLHV FRQFHUQHG WDNLQJ LQWR DFFRXQW H[LVWLQJ ODZV DQG SUHYDLOLQJSUDFWLFHV 

5HSXEOLF$FW1R



SDJH

 6(&  5HPRWH $VVLJQPHQW $OORZDQFH ²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²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²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¶VDQQXDOEXGJHW  6(&&RPSHQVDWLRQ IRU ,QMXULHV ² 3XEOLF KHDOWKZRUNHUVVKDOOEHSURWHFWHG DJDLQVW WKH FRQVHTXHQFHV RI HPSOR\PHQW LQMXULHV LQ DFFRUGDQFH ZLWK H[LVWLQJ ODZV ,QMXULHVLQFXUUHGZKLOHGRLQJRYHUWLPHZRUNVKDOOEHSUHVXPHGZRUNFRQQHFWHG  6(&/HDYH%HQHILWVIRU3XEOLF+HDOWK:RUNHUV ² 3XEOLFKHDOWKZRUNHUVDUH HQWLWOHG WR VXFK YDFDWLRQ DQG VLFN OHDYHV DV SURYLGHG E\ H[LVWLQJ ODZV DQG SUHYDLOLQJ SUDFWLFHV3URYLGHG 7KDWLQDGGLWLRQWRWKHOHDYHSULYLOHJHQRZHQMR\HGE\SXEOLFKHDOWK 5HSXEOLF$FW1R



SDJH

ZRUNHUVZRPHQKHDOWKZRUNHUVDUHHQWLWOHGWRVXFKPDWHUQLW\OHDYHVSURYLGHGE\H[LVWLQJ ODZV DQG SUHYDLOLQJ SUDFWLFHV 3URYLGHG IXUWKHU 7KDW XSRQ VHSDUDWLRQ RI WKH SXEOLF KHDOWKZRUNHUVIURPVHUYLFHVWKH\VKDOOEHHQWLWOHGWRDOODFFXPXODWHGOHDYHFUHGLWVZLWK SD\  6(&+LJKHVW%DVLF6DODU\8SRQ5HWLUHPHQW ² 7KUHH  PRQWKVSULRUWRWKH FRPSXOVRU\ UHWLUHPHQW WKH SXEOLF KHDOWK ZRUNHU VKDOO DXWRPDWLFDOO\ EH JUDQWHG RQH   VDODU\ UDQJH RU JUDGH KLJKHU WKDQ KLVKHU EDVLF VDODU\ DQG KLVKHU UHWLUHPHQW EHQHILW WKHUHDIWHUFRPSXWHGRQWKHEDVLVRIKLVKHUKLJKHVWVDODU\3URYLGHG 7KDW KHVKHUHDFKHG WKHDJHDQGIXOILOOHGVHUYLFHUHTXLUHPHQWVXQGHUH[LVWLQJODZV  6(&5LJKW WR 6HOI2UJDQL]DWLRQ ²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² ,WVKDOOEHXQODZIXOIRUDQ\ SHUVRQWRFRPPLWDQ\RIWKHIROORZLQJDFWVRILQWHUIHUHQFHRUFRHUFLRQ  D  WRUHTXLUHDVDFRQGLWLRQRIHPSOR\PHQWWKDWDSXEOLFKHDOWKZRUNHUVKDOOQRW MRLQDKHDOWKZRUNHUV¶RUJDQL]DWLRQRUXQLRQRUVKDOOUHOLQTXLVKPHPEHUVKLSWKHUHLQ  E  WR GLVFULPLQDWH LQ UHJDUG WR KLULQJ RU WHQXUH RI HPSOR\PHQW RU DQ\ LWHP RU FRQGLWLRQRIHPSOR\PHQWLQRUGHUWRHQFRXUDJHRUGLVFRXUDJHPHPEHUVKLSLQDQ\KHDOWK ZRUNHUV¶RUJDQL]DWLRQRUXQLRQ  F  WR SUHYHQW D KHDOWK ZRUNHU IRUP FDUU\LQJ RXW GXWLHV ODLG XSRQ KLPKHU E\ KLVKHU SRVLWLRQ LQ WKH RUJDQL]DWLRQ RU XQLRQ RU WR SHQDOL]H KLPKHU IRU WKH DFWLRQ XQGHUWDNHQLQVXFKFDSDFLW\  G WRKDUDVVRULQWHUIHUHZLWKWKHGLVFKDUJHRIWKHIXQFWLRQVRIWKHKHDOWKZRUNHU ZKHQ WKHVH DUH FDOFXODWHG WR LQWLPLGDWH RU WR SUHYHQW WKH SHUIRUPDQFH RI KLVKHU GXWLHV DQGUHVSRQVLELOLWLHVDQG  H  WR RWKHUZLVH LQWHUIHUH LQ WKH HVWDEOLVKPHQW IXQFWLRQLQJ RU DGPLQLVWUDWLRQ RI KHDOWKZRUNHUV¶RUJDQL]DWLRQVRUXQLRQVWKURXJKDFWVGHVLJQHGWRSODFHVXFKRUJDQL]DWLRQ RUXQLRQXQGHUWKHFRQWURORIJRYHUQPHQWDXWKRULW\  6(&&RQVXOWDWLRQ:LWK+HDOWK:RUNHUV¶2UJDQL]DWLRQV ² ,QWKHIRUPXODWLRQ RI QDWLRQDO SROLFLHV JRYHUQLQJ WKH VRFLDO VHFXULW\ RI SXEOLF KHDOWK ZRUNHUV SURIHVVLRQDO DQG KHDOWK ZRUNHUV¶ RUJDQL]DWLRQV RU XQLRQV DV ZHOO DV RWKHU DSSURSULDWH JRYHUQPHQW 5HSXEOLF$FW1R



SDJH

DJHQFLHV FRQFHUQHG VKDOO EH FRQVXOWHG E\ WKH 6HFUHWDU\ RI +HDOWK  )RU WKLV SXUSRVH 0DQDJHPHQW+HDOWK :RUNHU¶V &RQVXOWDWLYH &RXQFLOV IRU QDWLRQDO UHJLRQDO DQG RWKHU DSSURSULDWHOHYHOVVKDOOEHHVWDEOLVKHGDQGRSHUDWLRQDOL]HG  6(&+HDOWK +XPDQ 5HVRXUFH 'HYHORSPHQW0DQDJHPHQW 6WXG\²7KH 'HSDUWPHQW RI +HDOWK VKDOO FRQGXFW D SHULRGLF KHDOWK KXPDQ UHVRXUFH GHYHORSPHQW PDQDJHPHQWVWXG\LQWRDPRQJRWKHUVWKHIROORZLQJDUHDV  D  DGHTXDF\RIIDFLOLWLHVDQGVXSSOLHVWRUHQGHUTXDOLW\KHDOWKFDUHWRSDWLHQWVDQG RWKHUFOLHQWSRSXODWLRQ  E  RSSRUWXQLW\ IRU KHDOWK ZRUNHUV WR JURZ DQG GHYHORS WKHLU SRWHQWLDOV DQG H[SHULHQFH D VHQVH RI ZRUWK DQG GLJQLW\ LQ WKHLU ZRUN  3XEOLF KHDOWK ZRUNHUV ZKR XQGHUWDNH SRVWJUDGXDWH VWXGLHV LQ D GHJUHH FRXUVH VKDOO EH HQWLWOHG WR DQ XSJUDGLQJ LQ WKHLUSRVLWLRQRUUDLVHLQSD\3URYLGHG 7KDW LW VKDOO QRW EH PRUH RIWHQ WKDQ HYHU\WZR   \HDUV  F PHFKDQLVPVIRUGHPRFUDWLFFRQVXOWDWLRQLQJRYHUQPHQWKHDOWKLQVWLWXWLRQV  G VWDIILQJSDWWHUQVDQGVWDQGDUGVRUKHDOWKFDUHWRHQVXUHWKDWWKHSHRSOHUHFHLYH TXDOLW\FDUH([LVWLQJUHFRPPHQGDWLRQVRQVWDIILQJDQGVWDQGDUGVRIKHDOWKFDUHVKDOOEH LPPHGLDWHO\DQGVWULFWO\HQIRUFHG  H ZD\VDQGPHDQVRIHQDEOLQJWKHUDQNDQGILOHZRUNHUVWRDYDLORIHGXFDWLRQDO RSSRUWXQLWLHVIRUSHUVRQDOJURZWKDQGGHYHORSPHQW  I  XSJUDGLQJ RI ZRUNLQJ FRQGLWLRQV UHFODVVLILFDWLRQ RI SRVLWLRQV DQG VDODULHV RI SXEOLF KHDOWK ZRUNHUV WR FRUUHFW GLVSDULW\ YLVDYLVRWKHUSURIHVVLRQVVXFKWKDWSRVLWLRQV UHTXLULQJORQJHUVWXG\EHXSJUDGHGDQGJLYHQFRUUHVSRQGLQJSD\VFDOHDQG  J  DVVHVVPHQW RI WKH QDWLRQDO SROLF\ RQ H[SRUWDWLRQ RI VNLOOHG KHDOWK KXPDQ UHVRXUFH WR IRFXV RQ KRZ WKHVH UHVRXUFHV FRXOG LQVWHDG EH XWLOL]HG SURGXFWLYHO\ IRU WKH FRXQWU\¶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

5HSXEOLF$FW1R



SDJH

 6(&5XOHV DQG 5HJXODWLRQV ² 7KH 6HFUHWDU\ RI +HDOWK DIWHU FRQVXOWDWLRQ ZLWKDSSURSULDWHDJHQFLHVRIWKH*RYHUQPHQWDVZHOODVSURIHVVLRQDODQGKHDOWKZRUNHUV¶ RUJDQL]DWLRQVRUXQLRQVVKDOOIRUPXODWHDQGSUHSDUHWKHQHFHVVDU\UXOHVDQGUHJXODWLRQV WR LPSOHPHQW WKH SURYLVLRQV RI WKLV $FW  5XOHV DQG UHJXODWLRQV LVVXHG SXUVXDQW WR WKLV 6HFWLRQ VKDOO WDNH HIIHFW WKLUW\   GD\V DIWHU SXEOLFDWLRQ LQ D QHZVSDSHU RI JHQHUDO FLUFXODWLRQ  6(&3URKLELWLRQ $JDLQVW 'RXEOH 5HFRYHU\ RI %HQHILWV ² :KHQHYHU RWKHU ODZV SURYLGH IRU WKH VDPH EHQHILWV FRYHUHG E\ WKLV $FW WKH SXEOLF KHDOWK ZRUNHU VKDOO KDYHWKHRSWLRQWRFKRRVHZKLFKEHQHILWVZLOOEHSDLGWRKLPKHU+RZHYHULQWKHHYHQW WKDW WKH EHQHILWV FKRVHQ DUH OHVV WKDQ WKDW SURYLGHG XQGHU WKLV $FW WKH ZRUNHU VKDOO EH SDLGRQO\WKHGLIIHUHQFH  6(&3URKLELWLRQ$JDLQVW(OLPLQDWLRQDQGRU'LPLQXWLRQ ² 1RWKLQJ LQWKLV ODZ VKDOO EH FRQVWUXHG WR HOLPLQDWH RU LQ DQ\ ZD\ GLPLQLVK EHQHILWV EHLQJ HQMR\HG E\ SXEOLFKHDOWKZRUNHUVDWWKHWLPHRIWKHHIIHFWLYLW\RIWKLV$FW  6(&%XGJHWDU\ (VWLPDWHV ² 7KH 6HFUHWDU\RI+HDOWKVKDOOVXEPLWDQQXDOO\ WKH QHFHVVDU\ EXGJHWDU\ HVWLPDWHV WR LPSOHPHQW WKH SURYLVLRQV RI WKLV $FW LQ VWDJJHUHG EDVLVRILPSOHPHQWDWLRQRIWKHSURSRVHGEHQHILWVXQWLOWKHWRWDORI1LQHKXQGUHGIRUW\VL[ PLOOLRQVL[KXQGUHGVL[W\IRXUWKRXVDQGSHVRV 3 LVDWWDLQHGZLWKLQILYH  \HDUV  %XGJHWDU\ HVWLPDWHV IRU WKH VXFFHHGLQJ \HDUV VKRXOG EH UHYLHZHG DQG LQFUHDVHG DFFRUGLQJO\ E\ WKH 6HFUHWDU\ RI +HDOWK LQ FRQVXOWDWLRQ ZLWK WKH 'HSDUWPHQW RI %XGJHW DQG0DQDJHPHQWDQGWKH&RQJUHVVLRQDO&RPPLVVLRQRQ+HDOWK +($/7+&20   6(&3HQDO 3URYLVLRQ ²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²,IDQ\SURYLVLRQRIWKLV$FWLVGHFODUHGLQYDOLG WKHUHPDLQGHURIWKLV$FWRUDQ\SURYLVLRQQRWDIIHFWHGWKHUHE\VKDOOUHPDLQLQIRUFHDQG HIIHFW  6(&5HSHDOLQJ &ODXVH ² $OO ODZV SUHVLGHQWLDO GHFUHHV H[HFXWLYH RUGHUV DQG WKHLU LPSOHPHQWLQJ UXOHV LQFRQVLVWHQW ZLWK WKH SURYLVLRQV RI WKLV $FW DUH KHUHE\ UHSHDOHGDPHQGHGRUPRGLILHGDFFRUGLQJO\  5HSXEOLF$FW1R



SDJH

 6(&(IIHFWLYLW\ ² 7KLV $FW VKDOO WDNH HIIHFW ILIWHHQ   GD\V DIWHU LWV SXEOLFDWLRQLQDWOHDVWWZR  QDWLRQDOQHZVSDSHUVRIJHQHUDOFLUFXODWLRQ  

$SSURYHG0DUFK

5HSXEOLF$FW1R



SDJH