OTC #:
087
DATE:
05/05/2016
TO:
ALL PARTICIPANTS - OTC COMPARISON SYSTEM CASHIER, MANAGER REORGANIZATION
ATTENTION:
OPERATIONS PARTNER/OFFICER, MANAGER P&S DEPT. CASHIER, MANAGER REORGANIZATION, GLOSSARY DEPT UPDATES TO THE LIST OF OTC CLEARED SECURITIES
FROM:
UNDERWRITING
SUBJECT:
UPDATES TO THE LIST OF OTC CLEARED SECURITIES
THIS NSCC OTC IMPORTANT NOTICE IS NOW AVAILABLE ON THE NSCC WEB SITE.THE WEB SITE WWW.DTCC.COM IS PASSWORD PROTECTED AND IS OPEN TO ALL FULL-SETTLING MEMBERS OR OTHER NSCC PARTICIPANTS. FIRMS THAT WANT ACCESS TO THE NOTICES OF CHANGES TO THE LIST OF OTC CLEARED SECURITIES SHOULD CALL THEIR NSCC ACCOUNT MANAGER AT 800-422-0582 TO OBTAIN THE APPROPRIATE INFORMATION FOR ACCESS.
Update
Cusip No Symbol
Name
Effective Date
DOT VN, INC. (DE) COMMON STOCK
05/05/2016
GLOBAL HEALTH VOYAGER INC COM STK (DE) GLOBAL X FDS MILLENNIALS THEMATIC ETF GOLD HILLS MINING, LTD. NEW COMMON STOCK MASSIVE DYNAMICS INC COM STK (NV)
05/05/2016
MDU COMMUNICATIONS INTERNATIONAL. NEW COMMON STOCK MEDISAFE 1 TECHNOLOGIES CORP. COM (NV) TIANYIN PHARMACEUTICAL CA-IMMOBILIEN-ANLAGEN AG SHS (AUS)
05/05/2016
ADD 12K SEC 25849C105 DTVI REINSTATEMENT 12K SEC 37951W100 GLHV REINSTATEMENT ADD 37954Y764 MILN 12K SEC REINSTATEMENT 12K SEC REINSTATEMENT 12K SEC REINSTATEMENT 12K SEC REINSTATEMENT ADD ADD ***
38061A103 GHML
ADD
507464105 LKCRU
ADD
90351A103 USBFU
576289102 MSSD 582828208 MDTV 58502U104 MFTH 88630M104 TPIY A1144Q155 CAIAF
LAKE AREA CORN PROCESSORS LLC UNIT LTD LIABILITY CO U S PREM BEEF LLC UNIT CL A
DTCC offers enhanced access to all important notices via a Web-based subscription service. The notification system leverages RSS Newsfeeds, providing significant benefits including real-time updates and customizable delivery. To learn more and to set up your own DTCC RSS alerts, visit http://www.dtcc.com/subscription_form.php. 1
05/05/2016 05/05/2016 05/05/2016
05/05/2016 05/05/2016 05/04/2016 05/04/2016 05/04/2016
Non-Confidential
ADD
90351A202 USBBU
U S PREM BEEF LLC UNIT CL B
05/04/2016
DELETE *** DELETE DELETE DELETE
Y7125J106 37959C106 73927R107 78454K110
05/05/2016 05/05/2016 05/05/2016 05/05/2016
SEC 12J SUSPENSION
963849104 WHSR
PT BUMI SERPONG DAMAI ORD SHS (IDN) GLOBO PLC ADR SPONSORED (UK) POWER INTERACTIVE MEDIA INC SMG INDIUM RES LTD WTS EXP 5/4/2016 (DE) WHITE HORSE RESOURCES, INC.
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK (XNYS TO: XNAS) TIANYIN PHARMACEUTICAL ( NYSE TO XNAS)
05/05/2016
ULTRA PETROLEUM CORP (XNYS TO: XNAS)
05/05/2016
007865108 AROP TO: AROPQ
AEROPOSTALE INC
05/05/2016
549266104 LBAOE TO: LBAO
LUBOA GROUP INC
05/05/2016
DELETE BSPDF GOBPY PIAM SMGIW
05/05/2016
MARKET MOVE 654090109 NJ TO: NJDCY
88630M104 TPI TO: TPIY
903914109 UPL TO: UPLMQ
05/05/2016
SYMBOL CHANGES
602896508 MNRLD TO: MNRLF MINERAL MTN RES LTD (CANADA)
05/05/2016
REORGANIZATION DELETE
282644103 EKSO
ADD
282644202 EKSOD
EKSO BIONICS HOLDINGS, INC. COMMON STOCK EKSO BIONICS HLDGS INC 05/05/2016 COM NEW
NAME CHANGE DELETE
G1193C101 BPRMF
ADD ***
G1193C101 BPRMF
BLUE PRISM PLC ORDINARY SHARES (UNITED KINGDOM) BLUE PRISM GROUP PLC ORDINARY SHARES
05/05/2016
* 19C-3 Security rule *** Foreign Netting Security NOTE: ALL SEC 12J SUSPENSIONS WILL BE REMOVED FROM CNS ELIGIBILITY. ALL INQUIRIES SHOULD BE DIRECTED TO NSCC'S MAILBOX AT:
[email protected] Non-Confidential 2
